Functional outcomes of full-endoscopic spine surgery for high-grade migrated lumbar disc herniation: a prospective registry-based cohort study with more than 5 years of follow-up

Abstract

Background

Full-endoscopic lumbar discectomy (FELD) is an alternative to posterior open surgery to treat a high-grade migrated herniated disc. However, because of the complexity of the surgery, success is dependent on the surgeon’s skill. Therefore, patients are frequently treated using open discectomy. Anatomical constraints and technical difficulties can lead to the incomplete removal of high-grade migrated discs.

Methods

We retrospectively reviewed patients who had undergone FELD performed by a single surgeon between January 2010 and January 2014 from a prospective spine registry in an institute. Perioperative records and data of the Oswestry Disability Index, visual analog scale scores (preoperatively and 2 weeks, 6 weeks, 3 months, 6 months, 1 year, 2 years, and 5 years after the operation), and MacNab criteria were collected.

Results

Of 58 patients with a follow-up duration of > 5 years, (41 and 17 patients had undergone transforaminal endoscopic lumbar discectomy [TELD] and interlaminar endoscopic lumbar discectomy [IELD], respectively), the satisfaction rate was 87.8% (five unsatisfactory cases) for TELD and 100% for IELD. The overall percentage of patients with good to excellent results according to modified MacNab criteria was 91.3% (53/58 patients). Two patients had residual discs. Two patients needed an open discectomy due to recurrent disc herniation. One IELD patient received spinal fusion surgery due to segmental instability after 5 years.

Conclusion

FELD has a high success rate for the management of high-grade migrated herniated discs. In patients with high-grade disc migration from L1 to L5, TELD is effective and safe. However, for L4–L5 and L5–S1 high-grade upward and downward disc migration, IELD is the favorable option and provides high patient satisfaction.

Background

In 1975, Hijikata described the first percutaneous discectomy; since then, full-endoscopic lumbar discectomy (FELD) has been frequently used for managing lumbar disc herniation [1, 2]. This alternative to conventional open discectomy has many benefits, such as decreased tissue trauma; lower postoperative instability; no interference with the epidural venous system, which, if damaged, may result in fibrosis and chronic neural edema; and faster recovery [3, 4].

Although FELD has many advantages, the indication for its use is mostly observed in patients with nonmigrated or low-grade migrated disc herniation. The incidence of migrated discs is approximately 35–72%, and most patients have a downward low-grade migrated disc (30.9%) [5, 6]. However, high-grade migrated discs are commonly observed (an incidence of 34% for migrated discs) [6, 7]. Because of the high failure rate of FELD in high-grade migrated disc herniation, open surgery is usually suggested; moreover, FELD is usually difficult because of anatomical barriers encountered when removing high-grade migrated discs, which can result in the incomplete removal of the disc material [4, 8].

Recently, the development of instruments and techniques has enabled the use of FELD to correct high-grade migrated lumbar discs. Many spine surgeons have developed novel techniques for managing high-grade migrated lumbar disc herniation by using FELD, including expanding the entry point of the transforaminal endoscopic lumbar discectomy (TELD) approach by using the foraminoplastic technique [4, 9,10,11], the transfacet process and pedicle-complex approach [12], two-level TELD [8], contralateral TELD [13], the suprapedicular approach [14], and the transpedicular approach [15, 16]. Alternatively, surgeons may opt to use a technique involving the posterior route, including the translaminar approach [17, 18], the interlaminar endoscopic lumbar discectomy (IELD) approach [19, 20], or adjacent IELD [21], which are similar to open surgery. Although improvements in equipment and techniques have resulted in better outcomes in FELD than in conventional open surgery, the management of high-grade migrated discs remains a challenge. In this study, we examined the long-term outcomes of patients with high-grade migrated disc herniation treated using FELD, and we reviewed the literature for the analysis of relevant surgical techniques.

Methods

Patients and evaluation

We retrospectively reviewed patients who had received FELD by a single surgeon between January 2010 and January 2014 from a prospective spine registry in an institute. Data concerning patients’ age, sex, and treatment time as well as follow-up data were collected. The computed tomography (CT) and magnetic resonance imaging (MRI) scans of patients were used to determine the level and extent of pathology. An intraoperative fluoroscopy examination was performed to ensure the correct positioning of the endoscope. The successful removal of migrated discs was determined using intraoperative findings (dural pulsation, loose neural element, retrieved disc fragments, and intraoperative symptoms) and postoperative symptoms. Herniated discs were classified using the radiological classification of migrated disc herniations provided by Lee et al. [22] (Table 1, Fig. 1). Migration into zone 1 and zone 4 was considered high-grade migration.

Table 1 Radiological Classification of Migrated Disc Herniation [22]

Fig. 1

Radiological classification of migrated disc herniation

Exclusion criteria

Patients were excluded if they had spinal stenosis confirmed through CT or MRI; exhibited segmental instability; exhibited other pathological conditions, such as acute inflammation, infection, fractures, or tumors; or were lost to follow-up within 5 years. This study was approved by our institutional review board (TMU-JIRB No.: N201903139).

Surgical technique

Surgical position

During surgery, each patient was placed in a prone position to allow hip flexion to increase the available working space. This position reduces lordosis, allowing easy access to the spine.

TELD

For high migration at the L1–L2 to L4–L5 level, the transforaminal epiduroscopic approach was selected (Figs. 2, 3, and 4). Patients were locally anesthetized using 1% lidocaine. Before starting the surgery, the patient was placed in a prone position. To establish the entry site, preoperative imaging studies along with intraoperative fluoroscopy were conducted. The skin entry depended on the patient and was generally 8–15 cm lateral from the midline. The approach angle for the disc depended on the direction and zone of the disc location. If the disc exhibited upward migration, then a caudal to cranial approach angle was selected, whereas if the disc exhibited caudal migration, then a cranial to caudal approach was adopted. Methylene blue dye was injected into the disc space to visualize the leakage pattern in the annular fissure. Dilatation was subsequently performed, and endoscopic exploration was initiated. Intradiscal subannular debulking was performed until the border of the annular fissure was uncovered. The outer layer of the annulus and the posterior longitudinal ligament were cut using a pair of annulus scissors. Once the outer annulus and posterior longitudinal ligament were cut, the epidural layer was released after the confirmation of the epidural space and the fragment of the migrated disc. This ventral decompression was expected to create additional working space to approach the disc that had migrated in the cranial or caudal direction. The herniated disc was observed after completing the epidural and intradiscal release. A pair of flexible forceps was used to remove the tip of the migrated disc under endoscopic and fluoroscopic guidance. The disc could be removed in one piece or in multiple pieces. Next, complete herniotomy was conducted by removing the entire herniation along with the intradiscal fragment, periannular fragment, and fragment that had migrated from the site. For two L3–L4 upward-migrated discs, contralateral TELD was used.

Fig. 2

L2–L3 transforaminal full-endoscopic lumbar discectomy (TELD) for L2–L3 high-grade upward migration disc at zone 1. a Preoperative magnetic resonance imaging (MRI) lateral view showing an L2–L3 high-grade upward-migrated disc. b Intraoperative endoscopic view showing the L3 traversing root and epidural space. c The use of a flexible probe tip to pull out the migrated disc near zone 1 of the L2 vertebra. d Removed blue-stained migrated disc fragment

Fig. 3

TELD for L4–L5 high-grade downward migrated herniated disc at zone 4. a Preoperative MRI lateral view showing an L4–L5 downward migrated disc. b Postoperative MRI lateral view showing complete decompression after the removal of the migrated disc. c and d Intraoperative fluoroscopy view showing flexible dissecting forceps probing down-migrated disc fragments at zone 4. e Removed disc fragments

Fig. 4

Contralateral TELD for upperward migration of L3–L4 HIVD at zone 1. a Anterior to posterior view of intraoperative fluoroscopy showing the endoscopic micro rongeur forceps grasping the disc fragment at contralateral zone 1. b Lateral view of the intraoperative fluoroscopy working channel position located at the epidural space

IELD

IELD was performed in patients with L4–L5 high-grade downward disc migration or L5–S1 disc migration (Figs. 5, 6, and 7). The surgery was performed under general anesthesia. Patients were placed in the prone position, with their hips flexed to increase the interlaminar space. Soft tissue expanders were used to separate muscles to facilitate the insertion of the cannula and endoscope. The inferior edge of the cranial lamina on the side of the lesion and the ligamentum flavum (LF) were exposed using the endoscopic camera. To gain access to the spinal canal, a small incision was created on the LF by using a laminectomy rongeur. For L4–L5 discectomy, a variable drill was used to resect the cranial lamina to enlarge the interlaminar space. For L5–S1 discectomy, the spinal canal was exposed after dissecting the LF. A drill was used in some cases with narrow interlaminar space, such as L5–S1, to create an area easier to work in. Finally, the exposed herniated nucleus pulposus was removed to decompress the nerve root. In one patient with an L5–S1 upward migration disc, an L4–L5 and L5–S1 biportal-IELD was chosen.

Fig. 5

L4–L5 and L5–S1 interlaminar full-endoscopic lumbar discectomy (IELD) for L4–L5 high-grade downward migrated disc at zone 4 due to difficulty reaching the migrated fragment from L4–L5 IELD. a Preoperative MRI lateral view showing L4–L5 high-grade downward migration. b Preoperative MRI axial view showing L4–L5 herniated disc. c Postoperative MRI lateral view showing removal of the migrated disc. d Postoperative MRI axial view showing the removal of the migrated disc. e Intraoperative fluoroscopic view of the two working channels of the double IELD approach. f Intraoperative fluoroscopic view showing IELD from the L4–L5 interlaminar window for L4–S1 zone 4. g Intraoperative fluoroscopic view showing IELD for L5–S1 zone 1

Fig. 6

L4–L5 TELD changed to L5–S1 IELD for L4–L5 high-grade downward migration. a Preoperative MRI lateral view showing high-grade downward migrated disc herniation at the L4–L5 level. b Preoperative MRI axial views showing disc herniation at the L4–L5 level. c Intraoperative fluoroscopic view of the herniated disc material. d Fluoroscopy anteroposterior view showing forceps near the disc fragment during L4–L5 TELD. e Fluoroscopy lateral view showing the forceps grasping the disc fragment during L5–S1 IELD. f Removed disc fragments

Fig. 7

L5–S1 IELD for L5–S1 high-grade downward migration. a Preoperative MRI lateral view showing L5–S1 high-grade downward migration. b Intraoperative endoscopic view of the migrated disc. c Intraoperative fluoroscopic image of the probe at a high-grade migrated disc. d Postoperative MRI lateral view of the removed migrated disc. e Removed disc

Statistical analysis

GraphPad Prism 5 (La Jolla, CA, USA) was used to assess data. Data are expressed as the mean and range. Multiple t tests were performed to assess functional outcomes. To compare baseline demographic data between IELD and TELD, the chi-square value was calculated. The t test was also used to analyze differences between continuous variables such as the length of stay and operation time. Significance was set at P < 0.05 for all the tests.

Results

Patient demographic and perioperative data

A total of 68 patients with single-level high-grade migrated discs were enrolled in this study, and 58 patients were followed up for > 5 years (Table 2). In total, 41 and 17 patients underwent TELD and IELD, respectively. One patient received biportal-IELD for L4–L5 high-grade downward migration (Fig. 5). The operated levels included L1–L2 (1 patient, 1.47%), L2–L3 (4 patients, 5.88%), L3–L4 (6 patients 8.82%), L4–L5 (36 patients, 67.65%), and L5–S1 (11 patients16.18%; Table 2). The average follow-up duration was 6.1 years (range: 5.1–9.2 years). No difference in patient demographics or length of stay was observed between the IELD and TELD groups. However, the TELD group had more patients with zone 1 migration in proximal-level disc herniation (P = 0.032) and shorter operation time (P = 0.045) than did the IELD group.

Table 2 Demographic and Clinical Characteristics of Patients

Functional outcomes

Overall visual analog scale (VAS) scores for back pain showed a significant improvement from 6 weeks after the operation (Table 3, Fig. 8). Patients who underwent TELD exhibited faster improvement (3 months postoperatively) than did those who underwent IELD (1 year postoperatively); however, no significant difference was observed between the two patient groups. The overall and individual VAS scores for leg pain all significantly improved from 2 weeks after the operation. The Oswestry Disability Index (ODI) significantly improved from 6 weeks postoperatively in both the approaches after the operation.

Table 3 Satisfaction in patients receiving interlaminar and translaminar endoscopic lumbar discectomy

Fig. 8

Functional outcomes at each follow-up time. a Visual analog scale (VAS) scores for the back. b VAS scores for the back in the transforminal approach. c VAS scores for the back for IELD. d VAS scores of the leg. e VAS scores of the leg in the transforminal approach. f VAS scores for the back for IELD. g Oswestry Disability Index (ODI) scores. h ODI scores for the transforminal approach. i ODI scores for IELD. j Modified MacNab criteria. k Transforminal modified MacNab criteria. l Interlaminar modified MacNab criteria. VAS: visual analog scale, ODI: Oswestry disability index, * P < 0.05

The percentage of patients with good to excellent results according to the modified MacNab criteria was 91.3% (53/58 patients). Among the 41 patients who received TELD, the satisfaction rate was 87.8%; five patients exhibited unsatisfactory results. Two patients had a residual disc (1 patient had a repeat TELD the following day, and one patient changed from L4–L5 TELD to L5–S1 IELD during the surgery; Fig. 5). Two patients required an open discectomy due to recurrent disc herniation. One patient (who received IELD) had spinal fusion surgery due to segmental instability after 5 years. The good to excellent result rate was 100% in the 17 patients who underwent IELD.

Discussion

Long-term surgical outcomes in high-grade disc migration

After Kambin introduced the posterolateral percutaneous lumbar disc decompression technique in 1973, the use of minimally invasive surgery has become increasingly common [23]. The advancement of specialized tools, such as flexible probes, lasers, and endoscopes, has made FELD highly popular [24]. FELD has been limited to the management of low-grade migrated lumbar disc herniation and has not been used for highly migrated discs, which pose technical challenges to spine surgeons [17]. Lee et al. reported that patients with high-grade migration had a significantly higher incidence of failure (21.1%) than did those with low-grade migration [22]. Recently, various techniques have been developed to treat high-grade migrated discs, and these techniques have shown promising results (Table 2). In our study, we found that TELD and IELD both resulted in satisfactory long-term functional outcomes for high-grade migrated disc herniation.

TELD for migrated discs

TELD and open discectomy have exhibited similar results in the management of soft high-grade disc migration; moreover, TELD is a safe and effective procedure especially from L1 to L5 [11]. The migratory patterns of the disc fragment are usually restricted by the attachment of the posterior longitudinal ligament, peridural membrane, and midline septum [25]. Thus, to enter the foramen, they remain on the lateral side of the midline [4]. Osman et al. showed that without sacrificing stability, transforaminal decompression can create a considerably larger intervertebral foraminal space compared with posterior decompression (45.5% vs. 34.2% increase) [23]. Furthermore, upward-migrated herniations are common in older patients with associated comorbidities such as diabetes and hypertension, making them ineligible to receive general anesthesia and open surgery [26, 27]. Positioning the patient to achieve hip flexion and low lordosis enlarges the foramen; consequently, the space is sufficiently large for performing TELD without requiring foraminoplasty. However, for zone 1 and zone 4 migration, Kim et al. reported a transforaminal suprapedicular approach with a flexible semirigid curved probe. Curved forceps are extremely useful for the complete removal of very-high-grade disc migration, allowing the surgeon to reach distant sites and remove disc fragments without further bone resection and release soft tissue adhesions [4].

Reamers and endoscopic drills, endoscopic osteotomes, and trepans can help remove the barrier of the pedicle to the disc for highly migrated discs. When performing this step, the surgeon should be extremely careful to prevent neural damage or the significant removal of bony structures leading to lumbar instability. Thus, surgeons are recommended to use endoscopic drills or endoscopic osteotomes to increase precision.

In this study, patients who received TELD had higher VAS and ODI scores than did those who received IELD, probably because TELD caused less damage than IELD through the facet joint during the exploration of the migrated disc. Furthermore, TELD has a shorter operating time than IELD does because TELD requires less bone work and soft tissue management.

The zone with highest number of failed cases of TELD in the present study was in zone 1. The migrated disc at the ipsilateral side was usually blocked by the pedicle unless contralateral TELD was used [13]. The surgeon may be unable to grasp the fragment due to the nonflexible instrument being unable to make an acute turn to reach the area. The contralateral approach enables the surgeon to reach the fragment directly because the angle between the instrument and the migrated fragment is straight. If a bone drill or trephine is available, the use of the translaminar approach [17], transpedicular approach [15, 28], or keyhole procedure for directly targeting the migrated disc can result in a satisfactory outcome. Foraminoplasty is needed to access high-grade migrated disc herniations for multiple reasons. First, lumbar herniation occurs most frequently at lower levels. The diameter of the intervertebral foramen decreases in the lumbar area, from cranial to caudal. Narrowing may result from degenerative changes due to the hypertrophy and the overriding of facets and the thickening of the LF. For adequate decompression, the anterior epidural space must be reached under direct visual control. Enlarging the foramen by undercutting the superior articular facet can facilitate reaching the epidural space and ensure the adequate exposure or complete removal of the fragment [29].

IELD

In this study, IELD was more effective than TELD for L4–L5 high-grade downward and L5–S1 high-grade upward and downward migration discs, except in failed cases. Axillary herniated discs can be easily removed using IELD. The S1 nerve root exit at the L5–S1 level disc space is unique. The angle between the S1 root and thecal sac allows access to the axillary portion of the S1 nerve root. An increase in the angle between the root and thecal sac in axillary disc herniation increases the working space for the cannula without damaging the root. IELD can directly access the axillary herniated disc and remove the disc fragment with minimal manipulation of the neural structure. However, with the use of TELD, incomplete decompression or a remnant disc is possible. The posterior longitudinal ligament must be cut to retrieve the dorsally migrated disc fragment [19].

As shown in Table 4, after gaining the in-depth knowledge of surgical anatomy and ensuring strict adherence to technical guidelines, endoscopic surgery does not yield poor outcomes when performed for managing high-grade disc migration. Using an accurate approach for the proper indication remains the most crucial point. Doctors must gain in-depth knowledge of surgical anatomy and ensure strict adherence to technical guidelines; familiarity with IELD and TELD is particularly important. TELD is preferred for shoulder-type disc herniation, centrally located disc herniation, and recurrent disc herniation. IELD is preferred for axillary-type disc herniation and migrated discs, particularly high-grade disc migration and disc herniation.

Table 4 Literature review of full endoscopic spine surgery to manage high-grade migrated lumbar disc herniation

A limitation of this study is the retrospective nature of data collection. However, the prospective spine registry effectively collected postoperative function scores, which reduced missing data. In addition, selection bias due to loss to follow-up remains a concern in this study. However, we had a follow-up rate of > 80% for patients with high-grade migrated discs, which reduced the bias. Furthermore, this study is limited by its small sample size, and the power of the study in comparing TELD and IELD was not evaluated. Additional studies comparing TELD and IELD for high-grade disc migration are needed. Another limitation of this study is long patient hospitalization due to affordable health care expenses, which may not be comparable to other studies.

Conclusion

FELD has a high success rate for the management of high-grade disc migration and disc herniation. TELD is effective and safe for patients with high-grade disc migration from L1 to L5. In patients with L4–L5 and L5–S1 high-grade upward and downward disc migration, IELD is a favorable option providing high patient satisfaction.