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1-year trajectories of patients undergoing primary total hip arthroplasty: Patient reported outcomes and resource needs according to education level

Abstract

Background

Objectives were first to evaluate by education level one-year trajectories of pain, function and general health, as well as hospital resource and medication needs in patients undergoing primary total hip arthroplasty (THA); and second, to evaluate whether outcome differences are related to existing baseline differences in health and disease severity.

Methods

We included all primary THAs from a public hospital-based prospective arthroplasty registry, performed in a high-income country 2010 to 2017. Education was classified in three levels: ≤8years of schooling (low), 9-12years (medium), and ≥13years (high). Pain and function prior to and one-year after surgery were assessed with the Western Ontario McMaster Universities score (WOMAC) and general health with the 12-item short-form health survey (SF-12).

Results

Overall 963 patients were included, 340 (35.3%) with low, 306 (31.8%) with medium, and 317 (32.9%) with high education. With increasing educational level preoperative scores for pain, function and SF-12 mental health component increased. One year after surgery improvement was observed in all education categories for WOMAC pain and function, SF-12 mental and physical component. However, absolute postoperative scores remained lower in all four domains for the low education group. After adjustment for baseline characteristics differences were much attenuated and no longer significant. There was also greater resource need in low educated patients.

Conclusions

The inferior absolute results one year after surgery in less educated patients were largely due to older age, worse preoperative health and greater symptom severity calling for greater attention to timely and equal management, for more targeted perioperative care and increased support for the lower education group.

Peer Review reports

Background

Total hip arthroplasty (THA) is performed to improve pain and function. Main outcomes commonly measured include revision and complication rates, mortality, and patient-reported outcomes (PRO). PROs have gained much importance in health care evaluation, health technology assessment and quality improvement, and are increasingly used in clinical studies of medical devices [1, 2]. Furthermore in 2019, the Organization for Economic Cooperation and Development (OECD) published for the first time country-specific PROs for selected conditions including joint arthroplasty [3].

Patient-related factors that influence postoperative PROs comprise patient baseline health status, including BMI, age, comorbidities, preoperative hip pain, mental health and physical function [4], as well as socioeconomic status (SES) [5].

SES is a complex construct measured by different indicators like education, employment, income, or household conditions [6,7,8]. Retirement or illness often change the occupation and income status, thus becoming less reliable to determine SES, while education is generally a stable indicator of SES over lifetime and unchanged by working circumstance, age or disease. In elderly patients, education is one of the most widely used indicators for SES [7]. SES affects health status throughout life [8]. For instance, better general health status [9] and lower mortality [10] are reported in elderly people with higher SES. In arthroplasty, morbidity and mortality after THA are strongly associated with SES [11], and people with low SES less often undergo primary hip replacement [12], whereas higher surgical rates of total hip and knee arthroplasty were observed with postsecondary education [13]. Education and health are positively linked by the work and economic conditions, greater social-psychological resources, and healthier lifestyle [14].

The influence of education level on patient reported outcomes (PROs) after THA has been studied in several countries. Most studies found relatively similar improvement in PROs, but lower absolute postoperative values in the lower education group [4, 15,16,17,18,19]. The reasons for this have received very limited attention [17, 20]. Moreover, the literature on education level and resource needs after THA is sparse. And finally, we are not aware of any study evaluating the influence of education level on PROs and resource needs after hip arthroplasty in Switzerland. Since patient population and health care access and delivery differ between countries it is important to study the country-specific situation.

The objectives of this study were first to evaluate by education level the one-year trajectories (from just before to one year after surgery) of pain, function, general health and resources needs in patients undergoing primary THA; and second, to assess whether differences in outcomes were related to existing baseline differences.

Methods

Study population

All primary elective THAs performed between January 2012 and May 2017 at a large University hospital in a high-income country with universal access to health care were eligible for this cohort study. Primary THAs performed for tumor or recent fracture were excluded. In case of bilateral THA, only the first hip was included. During the inclusion period 1,963 primary elective THAs were performed. Patients who were lost to follow-up, or who died within the year after surgery were excluded, as well as those with missing information on education level (Fig. 1). Overall, 1,318 patients had received the preoperative and 1-year postoperative questionnaires. Of those, the 963 patients, who had responded to both (response rate 69.7%) were included in the analysis. All data were collected prospectively as part of the hospital arthroplasty registry. Ethical approval was obtained for the hospital-based arthroplasty registry (reference no. CER: 05-017 (05-041)).

Fig. 1
figure 1

Flowchart

Exposure

Education was assessed prior to surgery, and is classified in three levels: ≤8 years of schooling (low), 9-12 years (medium), and ≥13 years (high) according to the International Standard Classification of Education (ISCED) [21]. In Switzerland the years of schooling are counted as 9 years of compulsory school (primary education), then 3 to 4 years of school for high school (secondary education) and after 12 years of schooling access to bachelor/master programs.

Outcomes and covariates

Outcomes of interest were trajectories of pain, function and general health from prior to surgery to one year after surgery as well as length of stay, discharge destination (home vs. rehabilitation), and pain medication use at discharge and 1-year after surgery (acetaminophen, nonsteroidal anti-inflammatory drugs (NSAIDs) and opioid use; any use).

Pain and function were assessed with the short-form Western Ontario McMaster Universities score (WOMAC) and general health with the 12-item short-form health survey (SF-12). The WOMAC is a self-administered 12-item questionnaire assessing pain (5-items) and function (7-items). We used the WOMAC short version by Whitehouse et al. [22]. The WOMAC score is a questionnaire developed for patients with osteoarthritis in the knee and/or hip. Values range from 0 to 100, with 0 the worst and 100 the best health status. The SF-12 is a general health status instrument. It is a self-administered 12-items questionnaire comprising two summary measures, the physical (PCS) and the mental health (MCS) component score [23]. Both the WOMAC and SF-12 have been validated in French for this study population [24, 25]. Both tests SF-12 [23] and WOMAC [22] showed good reliability

Information on pain medication use at discharge, length of stay in acute hospital, and discharge destination were obtained from the discharge summary.

The following patient-related covariates were assessed preoperatively: sex, age, body mass index (BMI), self-rated health assessed with the first question of the SF-12 (very-bad, good vs. very good/excellent), American Society of Anaesthesiology (ASA) score [26], diabetes, hypertension, cardiac disease, Charnley disability grade (A, B vs. C), smoking status, type of osteoarthritis (primary vs. secondary osteoarthritis), pain medication use (acetaminophen, NSAIDs and opioids), and insurance type (private vs. public). Secondary osteoarthritis included osteoarthritis due to dysplasia, inflammatory arthritis, post-traumatic osteoarthritis and avascular necrosis. The ASA score is a grading system used by the anesthesiologist to describe the patient’s pre-operative status (1: normal healthy patient, 2: patient with mild systemic disease, 3: patient with severe systemic disease, 4: patient with severe systemic disease that is a constant threat to life). The ASA score was analyzed as follows: grade 1 vs. 2 vs. 3 and 4 [26]. The Charnley disability grade assessed the walking capacity: group A included patients with only one hip involved, group B included patient with both hips involved but no other conditions affecting the ability to walk, and group C included patients with conditions affecting the ability to walk [27].

The following surgery-related factors were assessed: surgical approach (anterior, lateral, other), type of fixation (uncemented, hybrid, cemented) and bearing surface (ceramic-on-highly cross-linked polyethylene vs. other).

Data collection

Information on pre-operative status and the surgical intervention was routinely documented by the operating surgeon on pre-specified data collection forms. Information on BMI and comorbidities (including ASA score, diabetes, hypertension, cardiac disease and pain medication use) was collected via the anesthesiology report. All information on patient- and operation-related factors mentioned above was collected prospectively.

Outcomes at one year after surgery were assessed via questionnaire, which were sent by mail systematically 7-10 days prior to surgery and 1 year after surgery to all patients still alive. A reminder was sent to all non-responders three to six months after the first follow-up questionnaire.

Statistical analysis

The distribution of continuous variables and assumption of normality were assessed to determine the appropriate statistical test to use. For continuous variables, means and standard deviations were calculated. Categorical variables were expressed as proportions (%). Statistical significance was assessed using t-test for continuous variable and Pearson chi-square for categorical variables. To assess for statistical significance among group means one-way analysis of variance (ANOVA) method was used. To evaluate improvement in PROs from pre-surgery to 1-year postoperative, the gain was calculated for each education level. Comparison of the magnitude of improvement among the three education groups was performed using general linear models with high education level as reference category. To quantify the difference between the pre- and 1-year postoperative score, we calculated the effect size, Cohen’s d.

To assess whether differences in postoperative outcomes are related to existing baseline differences in health and disease severity absolute PRO results 1-year after THA were compared between the education levels using general linear models (high education=reference category). Adjustment was performed for the following variables: ASA score, type of osteoarthritis, Charnley disability grade, age, BMI, sex, self-rated health and corresponding preoperative PRO level. To evaluate resource needs linear (for length of stay) and logistic (for rehabilitation and medication need) regression analyses were performed adjusting for ASA score, type of osteoarthritis, Charnley disability grade, age, BMI, sex, self-rated health and preoperative levels of pain and function.

Results

Overall, 963 primary THAs (mean age 68.1 ±12years, 52.8% women) were included. Of those, 340 (35.3%) were in patients with low, 306 (31.8%) with medium, and 317 (32.9%) with high education level. Preoperatively, those with low vs. high education were more often women (56.2% vs. 47%), older (71 vs. 64.8 yrs.), more obese (32.6% vs. 14.9%), had more often hypertension, diabetes, a Charnley C grade and an ASA score 3-4 (21.2% vs. 7.9%) (Table 1). Only 15% of the low education group rated their health as very good/excellent compared to 27.1% of the medium and 39.1% of the high education groups. Private insurance was rare among the low education group with 2.4% compared to 8.2% in medium and 30.6% in high education group. The three education groups did not substantially differ by surgery characteristics (Table 1).

Table 1 Patients’ characteristics prior to surgery and surgical characteristics by education level

Pain, function and SF-12 mental component scores prior to surgery were lowest in the low education group and a gradual increase with increasing educational level was observed. SF-12 physical component scores did not differ by education (Table 2). One year after surgery, large gains in pain, function and general physical health were observed in all three groups with effect sizes between 1.2 and 2.9. Gains in mental health were also observed in all groups with effect sizes ranging from 0.2-0.5. Low education group patients had similar mean improvement in WOMAC pain and function, more improvement in the SF-12 mental component score and less in the SF-12 physical component score compared to high education group patients. However, their absolute postoperative scores remained lower in all four domains. Moreover, for any given preoperative level the postoperative score remained lower in the low education group for WOMAC pain, function and SF-12 physical function (Fig. 2). After adjustment for preoperative symptom severity and baseline characteristics, the postoperative score differences were much attenuated and no longer significant except for the SF-12 pcs (Table 3). The differences between medium and high educated were completely explained by the factors taken into account in the adjustment, whereas in the low vs. high educated comparison some difference were not explained by those factors and remained for the two WOMAC scores and the SF-12 pcs.

Table 2 Patient-reported outcomes (PROs) preoperative and 1-year postoperative by education level
Fig. 2
figure 2

Preoperative and postoperative scores for the education groups

Table 3 Patient reported outcomes (PROs) 1-year after total hip arthroplasty by education level

Resource need differed among the education groups. Compared to the high education group, length of stay was on average 1 day longer for the low education group (7.6 vs. 6.6 days; p=0.001) and discharge to a rehabilitation facility instead of their home was significantly more frequent (34.4% vs. 16.7%. p<0.001) (Table 4). Medication need at hospital discharge was similar among the education groups, but 1-year after THA the low education group reported more need of any medication (43.8% vs. 30.9%; p=0.002), in particular acetaminophen and opioids. Adjustment for age, sex, comorbidities, and preoperative symptom severity explained most of the differences observed between the low vs. high education groups. For length of stay the unadjusted odds ratio (OR) was 0.95 (95% confident interval (CI) 0.45 to 1.45), and the adjusted OR was -0.17 (95% CI -0.68 to 0.34). For rehabilitation need the unadjusted OR was 2.61 (95% CI 1.81 to 3.79), and the adjusted OR was 1.21 (95% CI 0.77 to 1.91). And for medication need 1 year after THA the unadjusted OR was 1.74 (95% CI 1.27 to 2.40), and the adjusted was OR 1.15 (95% CI 0.80 to 1.66).

Table 4 Hospital resources use and medication need

Discussion

Our study showed a large improvement in pain, function, and general health in all educational groups one year after THA. Whereas pain relief and functional improvement were similar in all groups, those with the lowest level of education improved more in mental health and less in general physical health as compared to the high education group. Despite a similar mean improvement (gain), absolute PRO levels one year after surgery were consistently lower in the low education group in all four domains (pain, function, physical and mental health). Moreover, a lower level of education was associated with a greater hospital resource need in terms of days spent in the acute care hospital and stay in a rehabilitation facility, as well as with a greater pain medication consumption one year after THA. The observed unadjusted differences in primary and secondary outcomes were substantial, and they were largely explained by greater OA symptom severity at the time of surgery, older age, worse preoperative general health and a higher comorbidity burden.

Differences in baseline characteristics between the educational groups are substantial and in accordance with previous literature [28]. In our study, both men and women with low education were on average substantially older at the time of surgery than the high and medium education groups. The difference in comorbidities at baseline is illustrated by the higher proportion of patients with obesity, hypertension, cardiac disease, diabetes, ASA score 3-4 or Charnley C grade in the lower education group. Moreover, patient-reported general health and symptom level (pain and functional impairment) before surgery also substantially differed according to education level. Similar trends have been noted by others [11, 28, 29]. This underscores the need to collect preoperative disease-specific and general PROs in evaluation of joint replacement outcomes [30]. Age, sex, and comorbidity is indeed recognized as an important variable to be included in studies comparing the outcomes of healthcare [31]. Moreover, reporting SES distribution at baseline allows assessing the diversity (or uniformity) of patients included in a study. This is particularly relevant for studies from countries without universal health care coverage, where lower SES groups are less frequently treated and as a consequence often underrepresented in studies as compared to the general population (e.g. United States) [32].

In accordance with the literature [19, 28, 33, 34] we observed an overall large improvement in PROs in the three educational groups. Greater improvement in function and general physical health but smaller gain in mental health in the higher education group was reported by others [28, 33], this is consistent with our results. Regarding the absolute PROs after surgery, most published studies observed higher values (to a variable extent) in patients with a higher education level, which was associated with better postoperative outcomes at 6 months and 3 years [4, 16, 18], consistent with our results. In another cohort study including 11,464 primary THAs [17], a higher level of education was related to slightly more favorable postoperative outcomes one year after surgery. In contrast to the before-mentioned studies, Dailiana et al. [15] reported that low education was not a predictor of poor outcome one year after total joint arthroplasty. Finally, a systematic review [35], including three studies evaluating education level and outcomes after THA [4, 18, 19] concluded that education level showed a weak evidence for a short- or long-term association with outcomes after THA.

After taking into account age at surgery and baseline status regarding osteoarthritis symptom severity, general health, medical and orthopedic comorbidities, the substantial differences in unadjusted postoperative scores observed between the education groups were largely attenuated in our study. They entirely explained the differences between medium and high educated and a substantial part but not all of the differences between low and high educated. Neuburger et al. [20] performed a similar analysis before and after total hip and knee arthroplasty, albeit using the deprivation index as measure of SES. They found that the existing baseline differences in health and disease severity explained the postoperative difference only partly - and to a lesser degree than in our study. The remaining clinically and statistically significant difference in 1-year outcome was attributed by the authors to lesser improvement in the more deprived patients. It should be noted that their measure of SES is different from ours. This is illustrated by the fact that those with the lowest SES (deprivation index in their study) were younger and more often men, whereas there were women and patients of older age in our study using education as SES measure.

We observed a longer stay in the acute care hospital, a greater need for rehabilitation care and a higher use of (weak) pain medication one year after surgery in the low education group, which was explained by older age and related higher prevalence of comorbidities among them. A longer hospital stay following total hip arthroplasty for patients with lower SES has been reported by others [36, 37]. Discharge destination has also been related to SES [38]. Moreover, Singh et al. [39] in a recent study including over 4 million patients evaluated the association of insurance status with outcomes after primary total hip arthroplasty and reported a lower hazard ratio for discharge to rehabilitation/inpatient facility for patients with higher income compared to lower income. Knowing the risk factors for poor outcomes and greater resource need, can improve preparation for the intervention and the rehabilitation period. Thus, acknowledging that patients differ at baseline according to their educational status can help both patients and care providers to anticipate and adapt support for patients following THA. A recent study evaluated predictors of recovery after THA - measured with the WOMAC - in the univariate analysis higher education level was a significant predictor, but no longer in the multiple linear regression analysis, while age, baseline symptoms, comorbidities, self-efficacy and social support remained all significantly associated with recovery [40]. Weiss et al. found an increased risk for early mortality and readmission in patients with lower SES, which was much attenuated after adjusting for age, sex and comorbidity [11].

Duration of symptoms before undergoing hip surgery tends to be longer in patients with lower socioeconomic status [41]. Information on duration of hip symptoms had not been collected in our study, but our low education group was older and had worse preoperative scores. In addition, the proportion of women in the low education group was higher. Underuse in total joint arthroplasty was reported in severe OA and gender difference in severe OA was also described, with a three times greater underuse of total joint arthroplasty in women compared to men [42]. This suggests that the time with symptoms, which depends on patients’ access to health care and indication for surgery, as well as preference for surgery, referral patterns, physician management and/or waiting time until surgery, may have been longer for this group despite universal access to health care in Switzerland. Indeed, Hawker et al. [43] also found that less education and lower income - even in a universal health care access environment - were independently associated with worse symptoms and disability. However, the willingness to undergo surgery did not differ by SES. They concluded that these disparities may be related to differences in physician management of hip arthritis and referral/indication for surgery, according to the patient’s socioeconomic situation. Thus, general practitioners and surgeons should be particularly attentive when patients with low education status report hip OA symptoms. Chronic pain affects mental health status [44], which in turn influences outcomes after THA. Reaching this population earlier might allow better management and timing of surgery, so that the lower education group could attain absolute post-surgery PROs close to those in the high education group, and their resource need could be reduced as well. Postponing the surgery does not seem to convey any advantage in terms of improvement, but might rather increase the risk of a higher comorbidity burden and associated complication rates and resource needs.

Limitations

Due to missing data on PROs, 30% of the patients had to be excluded from the final analysis. Overall 79 patients (4%) were lost to follow-up because we couldn’t reach them (moved country or canton without a new address available to us ) or because they did not answer the questionnaire (including the reminder). However, the response rate for having returned both the pre- and postoperative questionnaire was 70%, which is well above the recommended threshold of 60% for acceptable frequency of response [5]. Furthermore, since education level was patient-reported some misclassification of the exposure remains possible. Finally, to be accurate, PROs need to be comprehensive for all patients regardless of their education level. A recently published study [45] reported that the vast majority of commonly used PROs in orthopedics are below the 6th to 8th grade reading level, which is the reading level recommended [46, 47].

Conclusion

A large improvement in pain, function and general health was seen in all education groups one year after surgery in this cohort study. The inferior absolute PRO results one year after surgery and the greater resource need in less educated patients were largely due to older age at surgery, worse preoperative health and greater symptom severity calling for greater attention to timely and equal management of disease symptoms, for more targeted perioperative care and increased support for the lower education group. Moreover, including SES measures in clinical studies is important given the reported differences in pre-surgery status, in need of health care resources and in postoperative patient-reported outcomes.

Availability of data and materials

The Geneva Arthroplasty Registry obtains patient consent for data collection and protects access to the data. We have established data use procedures through our Publication and Ancillary Studies Committee. Investigators can formally request analytic access to the data through these mechanisms.

This work was performed at the Division of Orthopaedics and Trauma Surgery, Geneva University Hospitals, Geneva, Switzerland.

Abbreviations

THA:

Total hip arthroplasty

PRO:

Patient-reported outcomes

OECD:

Organization for Economic Cooperation and Development

SES:

Socioeconomic status

ISCED:

International Standard Classification of Education

NSAIDS:

Nonsteroidal anti-inflammatory drugs

WOMAC:

Western Ontario McMaster Universities score

SF:

Short form

PCS:

Physical component score

MCS:

Mental health component score

BMI:

Body mass index

ASA:

American Society of Anaesthesiology

OR:

Odds ratio

CI:

Confident interval

OA:

Osteoarthritis

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Acknowledgments

The authors thank L. Blatter-Sellak, C. Bandi and H. Corpataux for data entry, as well as all orthopaedic surgeons who have contributed to the registry since 1996.

Funding

The Division of Orthopaedics and Trauma Surgery received financial institutional support from the “Fondation pour la Recherche Ostéo-Articulaire” for the hip arthroplasty registry. Two of the authors (UDTN and PF) hold a grant from National Institute of Health.

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AIG and AL had full access to all of the study data and take full responsibility for the integrity of the data and the accuracy of the data analysis. AIG, USDT, PF and AL designed the study. AIG, USDT, PF, CB, DH and AL interpreted the results. All the authors contributed to the editing and revision of the manuscript.

Corresponding author

Correspondence to Amanda I. Gonzalez.

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Data collection in the Geneva Arthroplasty Registry, and the use of the data for research were approved by the Research Ethics Commission of the canton Geneva (reference n°. CER: 05-017 (05-041)). All patients have provided written informed consent for inclusion in the Registry.

Each author certifies that all investigations were conducted in conformity with ethical principles of research.

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Gonzalez, A.I., Nguyen, US.D.T., Franklin, P. et al. 1-year trajectories of patients undergoing primary total hip arthroplasty: Patient reported outcomes and resource needs according to education level. BMC Musculoskelet Disord 23, 84 (2022). https://doi.org/10.1186/s12891-022-05004-6

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Keywords

  • Arthroplasty
  • Education
  • Patient reported outcomes