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Table 1 Characteristics of the Included Pilot RCTs

From: Pilot randomized controlled trials in the orthopaedic surgery literature: a systematic review

Title

Country

# of patients

Condition

Type of Surgery

Control

Patient-Reported Outcomes

Clinician Reported Outcomes

Primary Outcome

Secondary Outcome

Loss to follow-up (%)

Length of follow-up

Feasibility Category

Framed as feasibility?

Definitive Trial Published?

CLEAR-NPT Score

Hamdy, R. C et al., (2009) [15]

Canada

52

Lower extremity limb lengthening and deformity correction.

Ilizarov technique

Sterile saline solution

Faces Pain Scale-revised, Adolescent Pediatric Pain Tool, Pediatric Quality of Life Inventory, Gillette Functional Assessment Questionnaire

n/a

Pain, quality of life, functional mobility

Adverse effects

3%

3 mo

Study design

Yes

Yes

17

Vaccaro, A. R et al., (2005) [16]

USA

12

Iliac crest autograft in posterolateral lumbar fusions

Op-1 putty (rhbmp-7) as an adjunct

No control group

Oswestry scale and SF-36

Radiographic

Fusion success rate

Cost effectiveness and pain

0%

24 mo

Safety & efficacy

Yes

No

11

Ekrol, I et al., (2008) [17]

UK

30

Distal radial fractures.

RhBMP-7 as an alternative to bone graft healing

No control group

n/a

Radiographic, clinical and functional outcomes

Functional outcome

Complications

0%

12 mo

Efficacy

Yes

No

18

Lerner, T et al., (2009) [18]

Germany

40

Adolescent idiopathic scoliosis.

Graft extenders in scoliosis surgery

No Control Group

VAS pain score

Biopsies

Fusion success rate

Pain

0%

48 mo

Efficacy

Yes

No

15.5

Marks, P et al., (2008) [19]

Canada

40

ACL reconstruction

Comparing the Mitek bone–tendon– bone cross pin and bioabsorbable screw

No control - comparative trial

International Knee Documentation Committee (IKDC) Knee Ligament Standard Evaluation, Mohtadi’s ACL Deficiency Quality of Life

Lateral x-Ray

Clinical outcomes

Length of surgery

20%

24 mo

Efficacy

Yes

No

16.5

Shamji, M. F et al., (2014) [20]

Canada

23

Thoracolumbar burst

Applying a brace to treat thoracolumbar bursts

No brace

VAS pain score

Radiographic, clinical & functional outcome

Average length of hospital stay & cost

Pain & adverse effects

0%

6 mo

Efficacy

Yes

No

14.5

Carson, J. L et al., (1998) [21]

UK

84

Hip fracture

Blood transfusion during hip fracture

No Control- comparative trial

Phone interviews of family or patient

Various methods to evaluate adverse effects (CT scan, ultrasound, autopsy)

Mortality & ability to walk 10 ft across a room

Functional status, residence status, in-hospital myocardial infarction,thromboembolism, stroke and pneumonia.

3%

60 days

Patient recruitment

Yes

No

16.5

Vaccaro, A. R et al., (2003) [22]

USA

12

Iliac crest autograft in posterolateral lumbar fusions

Op-1 putty (rhbmp-7) as an adjunct

No control group

n/a

Radiographic & clinical

Fusion success rate

Adverse effects

0%

24 mo

Safety & efficacy

Yes

No

13.5

Vaccaro, A. R et al., (2004) [23]

USA

36

Symptomatic degenerative spondylolisthesis

Spinal stenosis

Autograft

n/a

Radiographic & clinically

Fusion success rate

Well-being/Quality of life

5%

1 yr

Safety

Yes

No

18

Glazebrook, M et al., (2013) [24]

Canada

24

Ankle and Hindfoot Arthrodesis

B2A-Coated Ceramic Granules (Amplex) Compared to Autograft

Autograft

Computerized tomography & Ankle Osteoarthritis Scale scores

n/a

Bone healing at site of fusion

n/a

0%

12 mo

Safety & efficacy

Yes

No

17

Mauffrey, C et al., (2012) [25]

UK

24

Tibial fracture

Arthrodesis surgery

No control - comparative trial

Functional outcome questionnaire (DRI)

n/a

DRI

Olerud and Molander Ankle Score (OMAS)10 and the EuroQol EQ-5D generalized health outcome questionnaire

0%

12 mo

Efficacy

Yes

No

18

Darmanis, S et al., (2007) [26]

UK

40

Knee arthroplasty

Knee arthroplasty

No laser

Fisher’s Exact test and the Mann-Whitney U test

n/a

Fisher’s Exact test and the Mann-Whitney U test

n/a

0%

n/a

Efficacy

Yes

No

15.5

Buse, G. L et al., (2014) [27]

Canada

60

Hip fracture

Accelerated surgery

No

Functional Independence Measure & SF-36

Troponin measurement & confusion Assessment Method.

Proportion of eligible patients randomly assigned, completeness of follow-up & timelines of accelerated surgery

Major perioperative complication

0%

18 mo

Sample size

Yes

No- Ongoing Definitive Trial

15

Adolfsson, L et al., (2001) [28]

Sweden

53

Waist

Percutaneous Acutrak screw fixation.

Immobilization in a below elbow plaster cast for 10 weeks

n/a

Radiographic

Assessment of union

Failure

1%

10 wks

Efficacy

Yes

No

16.5

Kang, P et al., (2012) [29]

China

77

Femoral

Multiple drilling core decompression combined with systemic alendronate as a femoral head-preserving procedure

Multiple drilling core decompression

THA & Harris score

Radiographic

Efficacy of combined treatment

Reduction in disease progression

10%

48 mo

Safety & efficacy

Yes

No

17

Moseley, J. B et al., (1996) [30]

USA

10

knee

Arthroscapic surgery of the knee

Placebo (sterile saline)

Arthritis Impact Measurement Scale 34 and the SF-36

n/a

Evaluate the placebo effect as part of a pilot trial preceding a randomized, controlled trial of arthroscopic treatment of osteoarthritis

Ability to find and recruit eligible subjects; developing and testing measurement instruments; ability to retain patients for at least 6 months; determine feasibility of completing trial

0%

12 mo

Ability of patients to complete the trial; ability to maintain blindness

Yes

No

18

Chhabra, H. S et al., (2009) [31]

India

5

Spinal cord

Olfactory mucosal transplantation into the spinal cord

No

American Spinal Injury Association (ASIA) Impairment Scale (AIS), Spinal Cord Independence Measure, Beck Depression Inventory scores and life impact scores on International Spinal Cord Injury Scale

MRI

Autologous olfactory mucosal transplantation therapy

n/a

0%

18 mo

Safety & efficacy

Yes

No

16

Wang, Y et al., (2015) [32]

China

21

Foot

Total-contact casting (TCC)

No

Quantitive sensory Testing (temperature, pain, light touch, perception)

Radiographic

Comparing the effectiveness of arthrodesis plus TCC with TCC alone for the prevention, treatment and recurrence of midfoot ulcerations

Sample size

0%

12 mo

n/a

No

No

18

Zou, J et al., (2013) [33]

China

94

Tibial

Minimally invasivepercutaneous plate osteosynthesis

Comparative trial, control group was treated with ORIF

n/a

Radiographic

Functional status

Sample size

0%

12 mo

n/a

No

No

16.5

Zehir, S et al., (2015) [34]

Turkey

45

Clavicular

Minimally invasive plating fixation

Mini invasive plating

(DASH) Quick Disability of the Arm, Shoulder and Hand

Radiographic

Efficacy

Sample size

0%

12 mo

Efficacy

Yes

No

16.5

Pang, H. N et al., (2011) [35]

Singapore

140

Knee

Knee arthroplasty

Resection technique

Knee Society Score [20], Oxford Knee Questionnaire [36] and SF-36 Questionnaire

Radiographic

Efficacy

Unclear

0%

24 mo

Efficacy

Yes

No

18

Wondrasch, B et al., (2009) [36]

Austria

21

Femoral

Matrix associated autologous chondrocyte implantation

Delayed weightbearing

Knee Documentation Committee (IKDC), the Tegner activity scale, and the Knee Injury and Osteoarthritis Outcome Score (KOOS)

Radiological outcome was evaluated by the MOCART score and the size and amount of bone marrow edema and effusion

Efficacy

n/a

0%

24 mo

Efficacy

Yes

No

14

De Sèze, M. P et al., (2011) [11]

France

28

ankle

ankle foot orthosis

Standard ankle-foot orthosis

Pain evaluation on an analogical visual scale

n/a

Gain ratio at day 30

 

0%

 

Efficacy

Yes

No

16

Kraus, V. B et al., (2012) [37]

USA

11

Knee

ACL

Placebo (sterile saline)

Standardized Knee Injury and Osteoarthritis Outcome Score (KOOS) questionnaire

n/a

Efficacy

Sample size

0%

1 mo

Efficacy

Yes

No

16

Flow Investigators (2011) [38]

Canada

111

General open fractures

Fracture healing

Saline

SF-12 and EQ-5D, respectively (12-item questionnaire that measures health-related quality of life in 8 domains)

n/a

Reoperation rates

Infection & wound healing problems

11%

12 mo

Efficacy & large scale trial

Yes

Yes

18

Lindsey, R. W et al., (2006) [39]

USA

10

General long bone fractures

Grafting long bone fractures

No

n/a

Radiographic

Effectiveness of a composite graft consisting of demineralized bone matrix (DBM) putty enriched with aspirated bone marrow

Sample size

0%

24 mo

Efficacy

Yes

No

16

Costa, M. L et al., (2003) [40]

UK

28

Achilles tendon

Achilles tendon ruptures

Serial plaster casting

n/a

Ultrasound

Safety

Sample size

29%

12 mo

Safety

Yes

Yes

18

Mahowald, M. L et al., (2009) [41]

USA

11

Advanced rheumatoid arthritis and osteoarthritis

IA-BONT/A

Saline Placebo

Patient global assessment of change was measured with a validated 7-point verbal descriptor scale & WOMAC

n/a

Efficacy and safety of IA-BoNT/

Decreases in pain and functional improvement

13%

1 mo

Safety & efficacy

Yes

No

12

Paterson, K et al., (2013) [42]

Australia

37

Knee

PA-PRP

Hyaluronic acid

VAS pain score

n/a

Recruitment and safety data

Symptomatic and functional changes following treatment

17%

4 and 12 wks

Efficacy

Yes

No

18

Zehir, S et al., (2014) [43]

Turkey

64

Distal radius fractures

Sonoma Wrx

Standard volar locking plate fixation

n/a

Radiographic

Reliability and efficacy

Complication prevention

0%

12–13 mo

Efficacy

Yes

No

13.5

Hey, H et al., (2013) [44]

Singapore

7

Spinal

Hybrid surgery

Anterior cervical discectomy and fusion + artificial disc replacement

Complications and functional scores (VAS, NDI, EQ-5D health score and index)

n/a

Clinical differences between three groups

n/a

0%

2 wks

Safety & efficacy

Yes

No

10.5

Kuo, L. C et al., (2013) [45]

Taiwan

22

Radial

Early digit mobilization

Home programmes

Manual Ability Measure-36 (MAM-36) to assess their self-awareness of manual abilities

Radiographic

Differences in functional outcome

n/a

0%

12 wks

Efficacy & cost

Yes

No

18

Abbott, A et al., (2013) [46]

Sweden

17

Cervical

With post-operative cervical collar usage

Without post-operative cervical collar usage

Falls Efficacy Scale (patients measuring completing tasks without falling)

Radiographic

Sample size feasibility

Physical, functional, and quality of life-related outcomes

45%

6 wks

Cost & sample size

Yes

No

12

McMorland, G et al., (2010) [47]

Canada

120

SCIATICA

Surgical microdiskectomy

Standardized chiropractic spinal manipulation

McGill Pain Questionnaire, Aberdeen Back Pain Scale, and Roland-Morris Disability Index)

n/a

Recruitment and randomization process, choice of outcome measures, and effect size for definitive trial

Compare the clinical efficacy

0%

1 yr

Sample size patient recruitment randomization

Yes

No

18

Ringel, F et al., (2012) [48]

Germany

60

Spinal

Robot-assisted (RO) implantation

Freehand (FH) conventional technique

n/a

CT scan

Evaluate accuracy of techniques

n/a

0%

No follow up

Efficacy

Yes

No

16

Boonen, S et al., (2002) [49]

Belgium

33

Proximal Femoral Fracture

Administration of rhIGF-I/IGFBP-3

Placebo

Kerr-Atkins score for pain and function

Radiographic

Pain and function

Musculoskeletal effects

0%

6 mo

Safety

Yes

No

17

Griffin, D et al., (2014) [50]

UK

151

Calcaneal fractures

Surgery by open reduction and internal fixation

Non-operative treatment

Kerr-Atkins calcaneal fracture score

Radiographic

Pain and function

Complications

5%

24 mo

 

No

No

18

Guo, Q et al., (2013) [51]

China

90

Intertrochanteric fractures

Percutaneous compression plate

Proximal femoral nail anti-rotation

n/a

Radiographic

Clinical effectiveness

Complications

0%

2 yrs

 

No

No

16.5

Storey, P et al., (2013) [52]

UK

49

Carpal Tunnel

C-Trac splints

Conventional resting splint

n/a

Radiographic

Levine questionnaire scores

Grip, pinch and sensation scores

0%

1 yr

 

No

No

14

Zhang, Y. Z et al., (2011) [53]

China

22

Abnormalities with hip joint

Navigation template implantation

Conventional THA

n/a

CT scan

Unclear

Unclear

0%

12 to 18 mo

 

No

No

13

Nejrup, K et al., (2008) [54]

Denmark

43

Knee osteoarthritis

Gold implantation

Sham implantation

WOMAC, Knee Society Clinical Rating System

Radiographic

Knee pain, stiffness and function

Time from implant until effect and migration potential of implanted gold beads.

7%

0, 6 and 12 mo

 

No

No

18

Eskander, M. B. F et al., (1997) [55]

UK

44

Femoral neck fractures

Enoxaparin

Application of intermittent calf compression garments

n/a

CT scan

Unclear

Unclear

0%

6 wks

 

No

No

16.5

Jordan, R et al., (2014) [56]

UK

24

Tibial plateau fractures

Balloon osteoplasty

Traditional methods

Oxford Knee score and SF12 questionnaire at 3, 6 and 12 month

CT scan

Quality of reduction based on the post-operative CT scan

Surgical complication & patient satisfaction

Not stated

3, 6 and 12 mo

 

No

No

18

Kearney, R. S et al., (2011) [57]

UK

52

Achilles tendon rupture

Surgical repair

Non-surgical repair

Disability rating index EQ-5D, Achilles Total Rupture Score

n/a

Estimate of effect size for the functional outcome

Assess the use of a comprehensive cohort research design

10%

2 wks, 6 wks, 3 mo, 6 mo & 9 mo

Study design

Yes

No

10

Sabeti, M et al., (2014) [58]

Austria

20

Calcific rotator cuff tendinitis

Intraoperative ultrasound

Needling and palpating techniques

n/a

Radiographic

Notable potential clinical differences between the two groups

Clinical improvement using ultrasound

10%

2 and 6 wks and the 9 mo

 

No

No

13

Dutton, T et al., (2012) [59]

UK

48

Knee fractures

Retransfusion drain

No drain

n/a

Measure of transfusion rate

Which patients benefit most from drains

n/a

0%

No follow up

 

No

No

12.5

Sardar, Z et al., (2015) [60]

Canada

24

Spinal fracture

B2A peptide–enhanced ceramic granules (Prefix)

Autogenous iliac crest bone graft (ICBG)

n/a

Radiographic

Safety and efficacy

Fusion rate

0%

6 wks, 3, 6, and 12 mo after surgery.

 

No

No

14.5

Capa-Grasa, A et al., (2014) [61]

Spain

40

Carpal Tunnel

Ultra-MIS

Mini-open Carpal Tunnel Release

Quick-DASH questionnaire

n/a

Safety and efficacy

Recruitment rates, compliance, completion, treatment blinding, personnel resources and sample size calculation

0%

3 mo

Safety, sample size & cost

Yes

Yes

17

Okcu, G et al., (2013) [62]

Turkey

40

Reverse obliquity fractures of the proximal femur

Long nail implant

Standard nail implant

n/a

Radiographic

Reoperation (fixation failure), 1 year mortality rate, function and mobility & union rate

Implant success

18%

12 to 20 mo

 

No

No

16