Spine deviations and orthodontic treatment of asymmetric malocclusions in children
- Carsten Lippold1Email author,
- Tatjana Moiseenko†1,
- Burkhard Drerup†2,
- Markus Schilgen†3,
- András Végh†4 and
- Gholamreza Danesh†5
© Lippold et al.; licensee BioMed Central Ltd. 2012
Received: 18 November 2011
Accepted: 15 August 2012
Published: 21 August 2012
The aim of this randomized clinical trial was to assess the effect of early orthodontic treatment for unilateral posterior cross bite in the late deciduous and early mixed dentition using orthopedic parameters.
Early orthodontic treatment was performed by initial maxillary expansion and subsequent activator therapy (Münster treatment concept). The patient sample was initially comprised of 80 patients with unilateral posterior cross bite (mean age 7.3 years, SD 2.1 years). After randomization, 77 children attended the initial examination appointment (therapy = 37, control = 40); 31 children in the therapy group and 35 children in the control group were monitored at the follow-up examination (T2). The mean interval between T1 and T2 was 1.1 years (SD 0.2 years). Rasterstereography was used for back shape analysis at T1 and T2. Using the profile, the kyphotic and lordotic angle, the surface rotation, the lateral deviation, pelvic tilt and pelvic torsion, statistical differences at T1 and T2 between the therapy and control groups were calculated (t-test).
Our working hypothesis was, that early orthodontic treatment can induce negative therapeutic changes in body posture through thoracic and lumbar position changes in preadolescents with uniltaral cross bite.
No clinically relevant differences between the control and the therapy groups at T1 and T2 were found for the parameters of kyphotic and lordotic angle, the surface rotation, lateral deviation, pelvic tilt, and pelvic torsion.
Our working hypothesis was tested to be not correct (within the limitations of this study). This randomized clinical trial demonstrates that in a juvenile population with unilateral posterior cross bite the selected early orthodontic treatment protocol does not affect negatively the postural parameters.
DRKS00003497 on DRKS
The stomatognathic system is anatomically linked to the cervical vertebrae such that changes in the mouth, jaws and closely related structures can affect body posture[1–4]. Indeed, preadolescent patients requiring orthopedic treatment are known to have a higher high rate of malocclusions (83-87%). According to Solow et al. the “soft tissue stretching hypothesis” emphasizes the functional influence of cervical posture on maxillo-mandibular growth. A correlation between increases in cervical lordosis and maxillofacial growth has been demonstrated. This is supported by observations that suggest a correlation between the growth patterns of the mandible and the cranium, as well as between the vertical type of the mandible itself and the sagittal back contour parameters such as Fleche Cervicale, Fleche Lombaire and trunk inclination. Such observations suggest a possible interaction between craniofacial growth and spinal development. However, a better understanding of these mechanisms will require developmental studies that analyze the possible influence of orthodontic treatment on both the craniofacial complex and body posture. Mandibular asymmetries presenting with lateral cross bite are of particular interest due to the high incidence of orthopedic posture irregularities in affected patients. The therapeutic impact of manipulating mandibular position has been assessed by Bracco et al.. The effects of different jaw relations on body posture were studied in a sample of 95 subjects with a computerized footboard for posturometric and stabilometric analysis. Intriguingly, body posture was found to vary with jaw position. The results of this study confirmed that significant improvements in postural balance could be achieved with a myocentric position of the jaws.
In our own recent study, we established that therapeutic improvements in mandibular condyle position could be achieved using orthodontic treatment for functional unilateral posterior cross bite in a sample consisting of 65 children (6.9 ± 2.0 years of age) with late deciduous and early mixed dentition. Of the 65 children used in this randomized clinical trial, 31 underwent early orthodontic treatment and 34 did not. A three-dimensional ultrasound based assessment (Arcus Digma) of deviations between maximum intercuspidation and centric position was carried out at the beginning and at the end of treatment, and the condylar deviations between the groups were found to be significantly reduced in the treatment group. In contrast, the untreated subjects showed no spontaneous self-healing tendencies. The interaction between orthodontic treatment of unilateral cross bite and mandibular condyle position is of clinical interest given the positive influence that such an intervention can have on further preadolescent craniofacial growth.
The aim of the present trial was to assess the therapeutic effect of an early orthodontic treatment protocol in patients with unilateral posterior cross bite[8–10] on body posture, as measured through several parameters. We hypothesized that early orthodontic treatment can induce negative therapeutic changes in body posture through thoracic and lumbar position changes in preadolescents with uniltaral cross bite. To assess body posture, we utilized a study protocol incorporating optical 3-D back shape measurement.
3-D back shape measurement
To measure back shape and to determine three-dimensional orthopedic parameters of the back and spine, rasterstereography (Formetric 2, Diers International GmbH, Schlangenbad, Germany) was used. This optical contact-free photogrammetric method provides high accuracy of the surface data and good correlation with radiological findings[5, 13–15] for the spine reconstruction, but without the risk of radiation hazards. The recording required only 0.04 sec with the subject standing free without pads or trunk fixation.
Evaluating the record was accomplished in three steps. First, the back shape was reconstructed by photogrammetric methods that generated a list of 3-D coordinate data of back surface points in a regular array. Second, three anatomical landmarks – the vertebra prominens and the two spina iliaca posterior superior (lumbar dimples) – were detected and localized using automated mathematical procedures that scanned the reconstructed surface for its characteristic shape. When these three landmarks were localized, they spanned a body fixed coordinate system, which provided an objective and automated determination of the longitudinal, sagittal and lateral direction. Third, the symmetry line of the back was determined by mathematical shape analysis and model calculation based on the 3-D reconstruction of the back surface. The symmetry line is a reasonable estimate of the line of spinous processes. Finally, the lateral projection of the symmetry line, which is virtually the sagittal back profile, was calculated and analyzed such that the appropriate shape parameters for the back could be determined.
The automated mathematical evaluation procedures necessitate a high level of accuracy of the input data: back shape and the sagittal profiles were therefore recorded with 0.25 mm accuracy. The precision in localizing the vertebra prominens landmark and the dimple landmarks was of high accuracy according to Hierholzer.
Lateral deviation suggests that at a given vertebral level, the distance between the center of the reconstructed vertebral body and the sagittal plane (Figure3b). Here, the parameter specifies the mean values of the measured distances between the vertebra prominens and the lumbar dimples midline.
Vertebral rotation at a given level was estimated from surface rotation at the pertinent point of the symmetry line, with the sagittal direction as the reference direction (Figure3c). Again, this parameter specifies the mean value over the same distance. Pelvic tilt was calculated from the height difference of the two lumbar dimples (Figure3d); similarly, pelvic torsion was calculated from the difference of surface orientations in the lumbar dimples (Figure3e). The latter has a positive value with posterior rotation of the right side of the pelvis and an anterior rotation of the left side of the pelvis. In the reversed configuration, the sign of the pelvic torsion is negative.
Statistical processing was performed with SPSS 12.0 (Lead Tech., Chicago, USA) under biomathematical assistance by “Zentrum für Klinische Studien Münster (ZKS)” at our university. The therapy and control groups were tested for normal distribution using the Kolmogorow-Smirnow test. SPSS 12.0 (Lead Tech., Chicago, IL, USA) software was used in the data analysis. The posture parameters involved in the measurements were as follows: UTI, KA, LA and PI. To determine the craniofacial morphology, the Angle Classification and the overjet were considered. ANOVA, Scheffé and Kruskal-Wallis procedures were used to test our hypothesis. Significance was set at p < 0.05.
Differences between the control and the therapy group in terms of the shape parameters of the back as measured at T1 and T2
kyphothic angle [°]
surface rotation [°]
pelvic tilt [°]
Differences of the shape parameters of the back between the control and the therapy groups, measured after completing the orthodontic treatment (T1 – T2)
lordotic angle [°]
lateral deviation [mm]
pelvic torsion [°]
The kyphotic angle in the control and therapy group was nearly the same at the beginning of the study. In the control group a slight increase of kyphotic angle was measured. In the therapy group, a moderate reduction was observed. While there was no significant difference between T1 and T2 in the two groups, the difference between the two groups increased significantly between T1 and T2 (p = 0.047). However, no significant differences were measured at T2 between the control and the therapy group.
The surface rotation did not change significantly in the control group between T1 and T2. A statistically significant reduction (p = 0.029) between T1 and T2 was observed for the therapy group, but this is clinically not relevant. There were no significant differences between the control and the therapy group at T2.
No significant differences were detected for the lordotic angle between T1 and T2 or between the control and the therapy group at T2. For lateral deviation the control group showed no significant differences between T1 and T2. In contrast, a statistically significant reduction (p = 0.030) was observed in the therapy group. The difference between the control and therapy group at T2 was not statistically different.
A moderate pelvic tilt was present in both the control and the therapy group at the beginning of the study (T1), which did not change significantly between T1 and T2 for either the control or the therapy group. However, the difference between the groups changed significantly (p = 0.040) and reversed its sign. At T2 no significant differences could be measured between the control and the therapy group.
The values for pelvic torsion were small and did not vary significantly between T1 and T2 for the control and therapy group. Between the control and the therapy group no statistically significant differences were detected at T2.
The relationship between unilateral posterior cross bite, asymmetries in the craniofacial complex and postural disorders has been previously reviewed by Korbmacher et al.. As noted above, the current literature is lacking in randomized clinical trials addressing the development of the dental and craniofacial complex and its possible influence on the morphology of the cranio-cervical and vertebral column. Although the close functional and morphological relationship between the stomatognathic system and the vertebral column have been described[2–4, 6] to date no randomized trials have addressed the possible impact of that treatment of unilateral posterior cross bite could have on the vertebral column.
Our working hypothesis for this study was that early orthodontic treatment in preadolescents with unilateral cross bite could induce a negative change in vertebral alignment with respect to the thoracic and lumbar spine sections. To test this hypothesis, we analyzed the parameters quantifying the sagittal curvature in the kyphotic and lumbar spine in a randomized clinical trial, using rasterstereography to evaluate possible effects of treatment. Additionally, we assessed frontal plane effects based on surface rotation and lateral deviation. In this study, we found that in both the therapy and the control group, the kyphotic and the lordotic angle were within the limits of clinical tolerance. A significant difference was observed in the kyphotic angle between initial (T1) and follow-up (T2) examination; while in the control group the kyphotic angle slightly increases, the converse is observed in the therapy group. However, a change of 1 to 2 degrees in the kyphotic angle is not of clinical relevance, especially in a juvenile population.
No significant difference in the control and therapy group was observed in surface rotation. The control group and therapy group showed measurement values that did not differ significantly from the expected biomechanical value of zero. Nevertheless, in the therapy group, the distance from zero decreases between T1 and T2 – a decrease that is significant as assessed by the paired t-test. The distance from zero does not change significantly in the control group.
No significant changes were detected for the pelvic tilt, and no pelvic torsion was observed for the patient sample due to the small amount of pelvic tilt. The orthopedic data collected in this study reveal no manifest orthopedic illnesses; furthermore, no clinically relevant changes in the parameters of kyphotic angle, surface rotation and lateral deviation were observed.
Our results suggest that modern orthodontic treatments for unilateral posterior cross bite[19, 20] does not influence negatively the thoracic spine. The orthodontic treatment had no impact on impairing postural parameters. Therapy had no negative effect on several parameters of spinal positioning, including kyphotic and lordotic angle, surface rotation, pelvic angles and lateral deviation. We therefore conclude that our working hypothesis – namely, that early orthodontic treatment can induce negative therapeutic changes in body posture through thoracic and lumbar position changes in preadolescents with uniltaral cross bite– is not valid within the limitations of this study.
While it has been hypothesized that orthodontic treatment can influence the cervical spine, it seems likely that in lower segments, these effects disappear due to biomechanical effects or by inherent measurement limitations. According to the theory of scoliosis progression postulated by White et al., an imbalance in the thoracic spine can result in imbalanced loading of the spinal muscles and ligaments that finally results in a progression to scoliosis. Solow et al. proposed a similar theory about the development of the cranio-cervical complex based on the individual muscular balances. Local imbalances are suggested to contribute to the development of idiopathic scoliosis in the preadolescent growth phase[21, 22].
The effects of asymmetric loads on the spinal system were suggested by Roaf to be the major contributing factor in the development of juvenile idiopathic scoliosis. Idiopathic scoliosis in the preadolescent growth phase is believed to be reversible based on work in animal models. We therefore conclude that early treatment of unilateral cross bite is advisable since it does affect negatively the vertebral column. After the adolescent growth spurt, conservative correction of spinal postural disorders seems to be more difficult[25, 26].
We conclude that our working hypothesis – namely, that early orthodontic treatment can induce negative therapeutic changes in body posture through thoracic and lumbar position changes in preadolescents with uniltaral cross bite– is not valid within the limitations of this study.
This randomized clinical trial demonstrates that in a juvenile population with unilateral posterior cross bite the selected early orthodontic treatment protocol does not affect negatively the postural parameters.
Additional studies will be necessary to further analyze the clinical biomechanical background.
We acknowledge support by Deutsche Gesellschaft fÃ¼r KieferorthopÃ¤die and Open Access Publication Fund of University of Muenster.
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