Patient Endorsement of the Outcome Measures in Rheumatology (OMERACT) Total Joint Replacement (TJR) clinical trial draft core domain set
© The Author(s). 2017
Received: 9 December 2016
Accepted: 28 February 2017
Published: 15 March 2017
A patient- and surgeon-Delphi-derived Outcome Measures in Rheumatology (OMERACT) draft core domain set for total joint arthroplasty (TJR) trials was recently developed. Our objective was to obtain further patient stakeholder endorsement of draft core domain set for TJR clinical trials.
We surveyed two patient groups: (1) OMERACT patient partners; and (2) patients who had undergone hip or knee TJR. Patients received an introductory email with explanations about the core domain set and instructions to rate the core domains, i.e., important aspects, of OMERACT TJR clinical trial draft core domain set. Rating was on a nominal scale, where 1–3 indicated a domain of limited importance, 4–6 an important, but not critical domain, and 7–9 a critical domain. We used Mann–Whitney test (a non-parametric test) to compare the distribution of ratings between the two groups.
Thirty one survey participants from the OMERACT patient partner group and 118 knee/hip TJR patients responded with response rates of 66 and 80%, respectively. Majority of the survey respondents were female, 87 vs. 53%, and were 55 years or older, 57 vs. 94%. Median (interquartile range [IQR]) scores for six core domains by OMERACT and knee/hip TJR patient groups were, respectively: pain, 8 [8, 9] and 9 [8, 9]; function, 9 [8, 9] and 9 [8, 9]; patient satisfaction, 8 [8, 9] and 8 [7, 9]; revision surgery, 7 [7, 8] and 7 [5, 9]; adverse events, 8 [7, 9] and 8 [6, 9]; and death, 9 [6, 9] and 9 [4, 9]. No statistically significant differences in rating were noted for any of the six core domains between the two groups (p ≥ 0.31). Among the additional domains, ratings for patient participation did not differ by group (p = 0.98), but ratings for cost were significantly different (p = 0.005). Patients provided qualitative feedback regarding core domains, and did not propose any modifications to the draft core domain set.
Two separate patient stakeholder groups endorsed the OMERACT TJR draft core domain set for TJR trials.
Total Joint Replacement (TJR) is a very successful and cost effective surgical treatment for refractory end-stage arthritis in patients who report pain and/or functional limitation. Majority of the patients report impressive improvements in pain and function with this surgery [1, 2], while a small proportion have an unsatisfactory outcome from TJR [3, 4], including persistent pain and functional limitation [5–10]. Although hip and knee TJR are the most common joints replaced currently, we realize that TJR for other joints is also becoming more common in the recent years [11–15]. While the rapid advances in implant design and surgical techniques have occurred for TJR, TJR trial reporting has not kept pace with this quick evolution. Development of valid outcome measures, universal adoption and harmonization continues to be a big challenge. As a result, patients and surgeons have not been able to effectively capitalize on the large and growing body of data for cross study comparisons. Moreover, the heterogeneity in outcome measures used in TJR trials  prevents meta-analysis and literature synthesis and this is compounded by the limited validity of several of the outcome instruments being used . Recent studies confirmed that these challenges continue in knee TJR trials [18, 19]. In 2006, our group recognized the need for consensus and harmonization of reporting of TJR trials . We have built capacity and capability by undertaking several systematic reviews and building collaborations, which have continued over the last decade. This has led to the formation of an international Working group (WG) on TJR clinical trial outcomes that is now an orthopedist-patient-rheumatologist-methodologist multi-stakeholder collaborative .
Using the Outcomes Measures in Rheumatology (OMERACT) filter for developing core measurement sets, we developed a multi-stakeholder endorsed TJR trial draft core domain set, based on systematic literature reviews, followed by input from patients and surgeons using a Delphi process  and mailed surveys. The OMERACT TJR draft core domain set (for any joint) included the following: Pain, function, patient satisfaction, revision, adverse events, and death . The OMERACT TJR trial draft core domain set was developed based on systematic literature reviews, several multi-stakeholder discussions at OMERACT and various orthopedic meetings that included leaders in arthroplasty registries, trials and outcome science, Delphi surveys and a face-to-face discussion of each potential core domains with patients, orthopedic surgeons, methodologist, physical and occupational therapists and rheumatologists, details provided elsewhere . This outcome draft core domain set is consistent with previous systematic reviews of patient outcomes after TJR and qualitative studies of patient perspective of TJR outcomes [3, 16, 22–24]. In a subsequent consensus-building exercise, we achieved a complete consensus for this draft TJR core domain set with two independent groups of orthopaedic surgeons, who endorsed all six core domains .
As part of our long-term objective to develop and implement a TJR core measurement set, the aim of the current study was to obtain further endorsement of the OMERACT TJR trial draft core domain set, for any TJR for any joint, as defined previously . We aimed to survey new patient groups, who are representative internationally, and are independent of the patient group that helped us develop the original draft core domain set. Another objective was to identify whether these independent patient surveys find evidence for modifying our preliminary OMERACT TJR trial core. This study describes the process of obtaining further endorsement of the OMERACT TJR trial draft core domain set for any joint from a wider patient audience.
We surveyed two groups of patients. The first group included the OMERACT patient research partner (PRPs), a group of patients with rheumatic diseases (predominantly arthritis, but also including patients with immune conditions) who had attended one of the biannual OMERACT meetings including the 2016 OMERACT meeting at Whistler, Canada (n = 47). The second group was a cohort of patients who had undergone hip or knee replacement at St. Vincent’s Private Hospital (SVPH), Melbourne, Australia between January 2013 and December 2014 (n = 147). This cohort was identified through the St. Vincent’s Melbourne Arthroplasty Registry (SMART), approved by the Human ethics committee at St. Vincent’s Hospital, Australia (HREC-A 100/14; there is no published protocol). We recruited patients after knee or hip TJR, since our goal was to develop a core domain set for TJR trials, and therefore recruiting pre-operative patients does not address our main question.
We developed and pre-tested a survey questionnaire, which was reviewed by several colleagues with previous TJR attending the OMERACT meeting, study team members as well as patients in the SMART registry. Subsequently, it was iteratively modified, based on the feedback, including clarification of the questions and simplification of the cover letter, the background and the purpose of the questionnaire. The survey queried patient characteristics and the importance of each domain of the OMERACT TJR trial draft core domain set, including the six core areas/domains (pain, function [ability to function in society, work; work productivity, employability; disability; work disability], patient satisfaction [satisfaction with the outcome, satisfaction with the procedure], revision surgery, adverse event and death) and two optional areas/domains (patient participation in life/social activities, cost).
Patients rated each core domain on a 1–9 scale, developed by the GRADE group, used by us for rating outcomes in previous studies of development of treatment guideline [26, 27] and our previous studies ranking disease core domains [25, 28]: 1–3 indicated a domain of limited importance, 4–6 an important, but not critical domain, and 7–9 a critically important domain. Surveys were emailed to both groups of patients. In addition, a hard copy was mailed to patients from the SVPH cohort without email addresses (n = 23). Patients completed these annonymized surveys using Survey Monkey link sent to their emails or a mailed copy. Those not responding received two reminders at least 1-week apart.
We defined the purpose of patient surveys in our previous paper, which was to assess whether patients could achieve consensus on the current core domain set for TJR trials, seek patient endorsement of the core domain set and in case of any suggestions for modification/s, the reasons for change in core domains . We defined the consensus as follows. If both groups of patients would rate each core domain between 7–9, i.e., critical, this would constitute complete consensus. If both patient groups rated a majority of the six core domains, but not all, as critical, we would consider this as incomplete consensus. In case of incomplete consensus, we would have further discussion with patients and we would plan to modify the draft TJR trial core domain set for any joint. If the patient groups achieved complete consensus on core domains, given the previous complete consensus by orthopaedic surgeons , the draft TJR core domain set would be considered endorsed by both patients and orthopaedic surgeons at this stage. We calculated summary statistics including proportions and medians (interquartile range), as applicable, separately for the OMERACT PRP and the SVPH patient cohorts. We used a non-parametric test, Mann–Whitney to compare the distribution of ratings between the two groups and considered a p-value <0.05 to be statistically significant.
Participant characteristics of the two patient cohorts
OMERACT Patient research partner (PRP) Cohort survey (N = 47)
Total Joint Replacement SVPH Cohort (N = 147)
# Survey participants
N = 31 (66%)
N = 118a (80%)
Had a joint replacement
Type of arthritis
Other inflammatory arthritis
Joint aches/pains, no arthritis diagnosed or no joint aches/pains
Patient Consensus on OMERACT TJR Clinical Trial Core Areas/Domains
OMERACT PRP (n = 31)
SVPH Cohort (n = 118a)
p-value (Mann–Whitney test)
Core Domains to be reported in every TJR clinical trial
8 [8, 9]
9 [8, 9]
Function or functional ability (ability to function in society, work; work productivity, employability; disability; work disability)
9 [8, 9]
9 [8, 9]
Patient Satisfaction (satisfaction with the outcome, satisfaction with the procedure)
8 [8, 9]
8 [7, 9]
Revision surgery (including reoperation)
7 [7, 8]
7 [5, 9]
Adverse events (total and specific)
8 [7, 9]
8 [6, 9]
9 [6, 9]
9 [4, 9]
Additional domains for consideration for reporting in TJR clinical trials
8 [6.5, 8]
7 [6, 9]
6 [5, 7]
7 [6, 8]
We received additional free text comments, which provided insight into defining these core domains further and suggestions as to which instruments we should consider for the next step in the development of the TJR clinical trial core measurement set (Additional file 1). Additional areas brought up for consideration included several that are either included as core domain or are closely related to it:  life of an implant (same as the core domain, revision);  Recovery and rehabilitation (similar to pain, function or functional ability, satisfaction);  Independence (similar to function or functional ability).
This study describes patient consensus and endorsement of the OMERACT TJR trial draft core domain set, which was first developed and endorsed with multi-stakeholder input in 2014, including patients and surgeons, after completing several systematic reviews that helped identify potential core domain set . As described in our previous study, the current study completes step 5, i.e., patient endorsement of the preliminary OMERACT TJR trial core domain set, such that we now have an OMERACT TJR trial draft core domain set. We specified a priori that patients and surgeons were our two key stakeholders . Therefore, the completion of this patient survey that followed surgeon survey , which was published in the interim, provided us with consensus we were aiming for TJR trial core domain set. Both surgeons and patients have achieved consensus on TJR trial core domain set consisting of six core domains, and no modification is needed, based on the results of these two studies. Several findings in this study merit further discussion.
A key aspect of core domain development is its endorsement by a wider group of stakeholders. The OMERACT process uses cutting-edge methodological science and rigor and is a data-driven and consensus-based development of outcome instruments for clinical trials. The OMERACT filter 2.0 provides a well-described framework for the development of core domain and core measurement sets . Although this process of developing a multi-stakeholder group and developing the core domain set has taken a long time since we started a decade ago, we have followed the OMERACT methodology rigorously . We believe that this rigor will ultimately help with a wider acceptance and uptake of the TJR trial core domain set. We have now developed core domain set for TJR trials based on the OMERACT filter 2.0 [29, 30].
Our current study shows that two groups of patients endorsed the OMERACT TJR trial preliminary core domain set, rating all six domains as critical. Despite differences in patient characteristics, the ratings by two cohorts were similar, which is a testament to a rigorous process that we have used to develop this draft core domain set. This draft TJR trial core domain set has now been endorsed by several independent groups of patients and orthopaedic surgeons, two key stakeholders.
The methodology for core domain set development for TJR trials was a standard method of defining every domain that is core to the condition, i.e., there is no prioritization [29–31]. Therefore, the patient survey elicited responses whether each of the core/additional domains was core to TJR outcome or not at its own merit, without asking them to prioritize the domains. The last two steps in this process are dissemination and a wider endorsement of the core domain set by orthopedic surgeons, and the development, validation and endorsement of a TJR trial core measurement set by a multi-stakeholder group, and possible co-branding of this OMERACT TJR trial draft core domain set and core measurement set by interested orthopedic societies.
This study shows that a few patients identified additional potential domains, including recovery and rehabilitation. It may be debated whether these are already represented by the core domains currently included i.e. pain, function or functional ability and patient satisfaction. The definitions for function [ability to function in society, work; work productivity, employability; disability; work disability] and satisfaction [[satisfaction with the outcome, satisfaction with the procedure] and domain of pain indicated to us that recovery and rehabilitation are processes that are intertwined with these core domains and perhaps already captured to some extent with these domains. However, in order to ensure appropriate rigor and inclusiveness, further discussions are required with wide stakeholder input, regarding whether these should be optional domains or be on research agenda.
We noted that real-world concerns were also brought up by a few participants related to TJR that are not relevant for TJR clinical trial reporting. Examples include access to and wait times for TJR, which are related to health care access and are country and setting-specific contextual factors, likely relevant for observational studies and/or public policy discussions. These are important policy concerns, but not relevant to TJR clinical trial core domain selection.
Our study has several limitations. Survey response rates were 66 and 80%, but we do not have non-responder characteristics to understand how non-response influenced our findings. However, the high response rate should give readers more confidence in these findings. To strengthen our conclusions, we attempted to get a wide perspective by polling representative groups, including patients who had undergone knee/hip TJR. We surveyed only adults and focused on knee or hip TJR trials. These findings cannot be generalized to TJR that involve other joints. Study strengths included the assessment of the validity of core domain sets in two patient populations, an international representativeness of sample, robustness of findings despite patient characteristic differences in survey participants, and a high response rate.
In conclusion, two patient groups in separate surveys have now endorsed the OMERACT TJR trial draft core domain set. The OMERACT TJR draft core domain set was previously developed with multi-stakeholder input, including patients and surgeons. All current core and additional domains were endorsed as they are, without any modification. With a parallel consensus from orthopaedic surgeons showing consensus for the 6 domains (In a different study of the same core domains), both patients have achieved consensus on TJR trial draft core domain set consisting of six core domains, and based on the results of these two studies, no modification is needed. We also obtained important feedback regarding these domains, which will be instrumental in our next steps of instrument selection for each of the core domains. The planning is currently underway to seek a wider dissemination to and/or endorsement by general membership of arthroplasty surgeon societies and/or OMERACT. If the draft core domain set is also endorsed by a wider orthopedic society membership, we will proceed with the development of first consensus-based data-driven TJR trial core measurement set.
Outcome Measures in Rheumatology
Patient research partner
St. Vincent’s Melbourne Arthroplasty Registry
St. Vincent’s Private Hospital
Total Joint Replacement
A/Prof Dowsey holds a National Health & Medical Research Council Career Development Fellowship (APP1122526). We thank the patients for participating in this study.
No funding support was obtained for this study.
Availability of data and materials
We are ready to share these data with colleagues after appropriate institutional, ethics and patient privacy requirements have been met.
JAS designed the study, developed study protocol, and survey, collected data, reviewed analyses and wrote the first draft of the paper. MD reviewed the protocol, helped with data collection and reviewed analyses. PC reviewed the protocol and reviewed analyses. All authors revised the manuscript, read and approved the final manuscript.
JAS and PC are the co-chairs of the OMERACT Working Group assessing the outcome measures in arthroplasty. JAS has served as expert/lead on task forces for the specialty societies and the US FDA.
“The views expressed in this article are those of the authors and do not necessarily reflect the position or policy of the Department of Veterans Affairs or the United States government."
JAS is a member of the Editorial Board of BMC Musculoskeletal Disorders. JAS has received research grants from Takeda and Savient and consultant fees from Savient, Takeda, Regeneron and Allergan. JAS is a member of the executive committee of OMERACT, an organization that develops outcome measures in rheumatology and receives arms-length funding from 36 companies; a member of the American College of Rheumatology's Guidelines Subcommittee of the Quality of Care Committee; and a member of the Veterans Affairs Rheumatology Field Advisory Committee. Michael Dohm receives no direct funding and has no financial conflicts. He is a member of the American Joint Replacement Registry (AJRR) and Chairman of the Data Elements Committee as well as an associate member of the International Society of Arthroplasty Registers (ISAR), is a member of the evidence based practice committee for AAHKS and Chairman of the AAOS Outcome Special Interest Group. PC has received consultancy fees from DePuy, Zimmer and Stryker as part of surgeon design or research teams. PC’s and MD’s institution has received research grant funding from Allergan, DePuy and Medacta.
Consent for publication
Ethics approval and consent to participate
The Human ethics committee at St. Vincent's Hospital, Australia approved the study at the facility. Patients participating in the survey had provided informed consent for registry participation.
Open AccessThis article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver (http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated.
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