Biomechanical effects of polyaxial pedicle screw fixation on the lumbosacral segments with an anterior interbody cage support
© Chen et al; licensee BioMed Central Ltd. 2007
Received: 24 October 2006
Accepted: 10 March 2007
Published: 10 March 2007
Lumbosacral fusion is a relatively common procedure that is used in the management of an unstable spine. The anterior interbody cage has been involved to enhance the stability of a pedicle screw construct used at the lumbosacral junction. Biomechanical differences between polyaxial and monoaxial pedicle screws linked with various rod contours were investigated to analyze the respective effects on overall construct stiffness, cage strain, rod strain, and contact ratios at the vertebra-cage junction.
A synthetic model composed of two ultrahigh molecular weight polyethylene blocks was used with four titanium pedicle screws (two in each block) and two rods fixation to build the spinal construct along with an anterior interbody cage support. For each pair of the construct fixed with polyaxial or monoaxial screws, the linked rods were set at four configurations to simulate 0°, 7°, 14°, and 21° lordosis on the sagittal plane, and a compressive load of 300 N was applied. Strain gauges were attached to the posterior surface of the cage and to the central area of the left connecting rod. Also, the contact area between the block and the cage was measured using prescale Fuji super low pressure film for compression, flexion, lateral bending and torsion tests.
Our main findings in the experiments with an anterior interbody cage support are as follows: 1) large segmental lordosis can decrease the stiffness of monoaxial pedicle screws constructs; 2) polyaxial screws rather than monoaxial screws combined with the cage fixation provide higher compression and flexion stiffness in 21° segmental lordosis; 3) polyaxial screws enhance the contact surface of the cage in 21° segmental lordosis.
Polyaxial screws system used in conjunction with anterior cage support yields higher contact ratio, compression and flexion stiffness of spinal constructs than monoaxial screws system does in the same model when the spinal segment is set at large lordotic angles. Polyaxial pedicle screw fixation performs nearly equal percentages of vertebra-cage contact among all constructs with different sagittal alignments, therefore enhances the stabilization effect of interbody cages in the lumbosacral area.
Lumbosacral fusion is a relatively common procedure to manage an unstable spine. However, the pseudarthrosis rate may range from 8% to 41% with various surgical techniques, especially when long scoliosis fusions are extended to the sacrum [1–4]. Although pedicle fixation is the most commonly used instrumentation, its role on the lumbosacral junction is questionable. High lordotic angle, large shear force during weight bearing, and short distance of longitudinal rod connector between the L5 and S1 levels have presented the problems including implant failure, loss of reduction, focal kyphosis and pseudarthosis .
Glazer  et al demonstrated that the rigidity of fixation at the lumbosacral junction may be enhanced by using appropriate anterior interbody fusion techniques. The current interbody fusion cage is expected to share the load transfer, achieve a rigid mechanical support, as well as develop a biological environment to enhance spinal fusion and correct deformity [7–9]. Theoretically, the anterior interbody cage device can restore the disc space height, enlarge the neuroforaminal space, reduce subluxation of the facet joints, preserve load-bearing capacity of the anterior column, and obtain the sagittal plane balance through the spinal segments [9–11]. However, the stand-alone anterior cage significantly reduces intervertebral mobility in flexion and lateral bending, whereas no stabilization is achieved during extension and axial rotation [12–15]. In the clinical setting of fusion at the lumbosacral junction, Christensen et al demonstrated that the circumferential fusion using the wedge-shaped cage and pedicle screws fixation restored lordosis, attained higher union rate, and had a better functional outcome than the instrumented posterolateral fusion.
Pedicle screw systems have been continually modified in design and implantation techniques over the past two decades to reduce the incidence of screw breakage and to improve the accessibility of connecting rod application when they are employed with polyaxial heads [17–20]. The polyaxial head coupling of the pedicle screw introduces a site of reduced compression-bending strength at the screw-rod mount in comparison with monoaxial screw design [19, 20]. Theoretically, the combined use of pedicle screws and an interbody cage at the lumbosacral junction has the advantages of construct stabilization, lordosis restoration, and preventing screws breakage . However, there were few reports mentioning the biomechanical performance of the polyaxial versus monoaxial pedicle screw fixation and the associated load transfer mechanism of anterior interbody cage, especially in connection with large lordotic angulation of the pedicle screw-rod linkage.
We designed a synthetic single-level spinal model to investigate the effects of different lordotic angles on the stiffness of the pedicle screw-rod constructs supported with an anterior interbody cage. The first purpose of the present study is to describe the different performances between polyaxial and monoaxial pedicle screws in connection with rod contours of various lordotic angles. The secondary purpose is to analyze the respective effects of polyaxial and monoaxial screws on the overall construct stiffness, cage strain, rod strain, and contact ratio at the vertebra-cage junction.
To test the mechanical stability of spinal constructs in relation to various lordotic angles, the biomechanical study was performed on a synthetic model simulating the spinal motion segment, which is composed of two ultrahigh molecular weight polyethylene (UHMWPE) blocks modified from Cunningham et al . In the experiment, there was an anterior wedged cage placed between the UHMWPE blocks. One group used monoaxial screws linked with pre-bent rods of various angles to form the spinal constructs, and the other group adapted polyaxial screws to form the constructs.
There were four testing steps: compression, flexion, left lateral bending and torsion that were similar to the protocols used by Pavlov et al . For each construct set at each of the four lordotic configurations (0°, 7°, 14°, and 21°), a compressive load of 0–300 N was applied at a displacement rate of 25 mm/min using a testing machine (Q test 10, MTS system Co., Eden Prairie, MN). In the flexion test, a 5 Nm bending moment was loaded 43.5 mm anterior to the center of rotation to make the construct flexed. In the left lateral bending test, a 5 Nm bending moment was loaded to make the construct bend to the left. In the torsion test, 5 Nm of torque was loaded to twist the construct counterclockwise. A cross-link was added transversely across 2 rods to ensure the fixation during torsion. An electric goniometer SG65 (Biometrics Ltd., Gwent, UK) was used to detect the angular motion occurring in the mechanical testing. Every testing step was performed for 8 cycles and the first 3 cycles served as conditioning cycles. A mean of data retrieved from the following 5 cycles and 3 repeated testing experiments were employed for further analysis. Inputs concerning the construct stiffness, surface strain gauges, interface contact ratio performed on the MTS machine was synchronized through a multi-channel signal-conditioning amplifier (InstruNet, GWI, Somerville, MA), and all the data were collected to a personal computer. Compression stiffness of the construct was computed as a ratio of applied load (in Newtons) to linear deformation of the construct (in millimeters). Other rotational stiffness was presented as a ratio of applied torques (in Nm) to linear rotational displacement (in degrees). The surface strain (in microstrain) was recorded at peak load during the fourth loading cycle. Each group involving monoaxial or polyaxial pedicle screws linked with different rod contours has 3 data points for the statistical analysis.
All data were shown as the mean ± standard deviation. Multiple-factor analyses of variance (ANOVA) on the construct stiffness, rod strain, cage strain, and percentage of contact area were conducted to find differences existed among the two instrumentation methods (monoaxial screws with a cage support, and polyaxial screws with a cage support) and the four lordotic rod contours (0°, 7°, 14°, and 21°). The statistical difference between the monoaxial and polyaxial screws groups was calculated by independent t-test. If the p value was less than 0.05, it was defined as significant difference. Statistical analyses were performed with SPSS, Version 10.0 (SPSS, Inc., Chicago, IL).
Lateral bending stiffness
In torsion, the insertion of a cage did not increase the stiffness of the construct. There is no significant difference between the polyaxial screws group and the monoaxial screws group in torsion stiffness (polyaxial screws with cage: 3.10 ± 0.18 Nm/deg vs. monoaxial screws with cage: 2.91 ± 0.11 Nm/deg). The different lordotic configurations did not show any effect on the torsion stiffness of the two instrumentation methods supported with a cage.
Comparison of contact ratio of the vertebra-cage (Mean ± S.D. %) for all constructs
31.3 ± 2.82 †
54.7 ± 4.75†
48.7 ± 4.21
52.1 ± 2.96
55.6 ± 8.12
51.6 ± 5.78
27.3 ± 10.5 ‡
47.8 ± 6.32‡
Rod strain and cage strain
Comparison of rod strain (Mean ± S.D. μE) for all constructs
893 ± 123 †
172 ± 33†
248 ± 23 *
154 ± 20*
268 ± 52 #
168 ± 25#
873 ± 170 ‡
161 ± 23‡
595 ± 34 †
256 ± 20†
22.1 ± 4.8 *
266 ± 12 *
46.0 ± 4.4 #
203 ± 27#
633 ± 45 ‡
162 ± 15 ‡
540 ± 33†
404 ± 4†
258 ± 22*
381 ± 10 *
273 ± 6 #
430 ± 28 #
521 ± 16 ‡
407 ± 6‡
Comparison of cage strain (Mean ± S.D. μE) for all constructs
16.9 ± 8.20 †
120 ± 13†
69.8 ± 19.4 *
129 ± 8*
141 ± 13
137 ± 14
32 ± 7.3‡
126 ± 9‡
6.30 ± 0.32 †
46.3 ± 4.67†
32.1 ± 2.44 *
44.1 ± 1.85*
68.4 ± 4.42 #
45.4 ± 5.65#
27.3 ± 14.7 ‡
50.8 ± 5.32‡
5.71 ± 0.08 †
58.3 ± 3.50†
32.1 ± 2.00 *
55.4 ± 3.76*
50.5 ± 6.48
53.0 ± 6.05
7.18 ± 1.81‡
59.7 ± 2.73‡
In the lumbosacral junction, the anterior interbody cage is recommended in conjunction with pedicle screws fixation for the treatment of high-grade spondylolithesis or long segmental fusion construct to prevent flatback deformity, implant failure and pseudarthosis. In the past, synthetic models had been chosen to analyze the effects of interbody cage positioning within the sagittal plane on the overall construct stiffness . Polly et al  described 18 fold increase of construct stiffness by the anterior placement of cage in sagittal plane, cage strain increasing with more-anterior positions, and a single large cage construct being biomechanically compatible with a dual-cage construct. However, the lordotic effect on the spinal segments was not examined as a variant. This study was designed to examine the biomechanical behavior of posterior pedicle-based implants and the associated load transfer mechanism of an anterior interbody cage under the influence of varying lordotic angulations of pedicle screw-rod linkage. The main findings in the current study are as follows: 1) the large segmental lordotic configuration can decrease the stiffness in the monoaxial screws group. 2) polyaxial screws rather than monoaxial screws combined with an interbody cage fixation provide higher compression and flexion stiffness in 21° segmental lordosis; 3) polyaxial screws enhance the contact ratio of the interbody cage in 21° segmental lordosis. Therefore, the high lordotic angle, as in the lumbosacral area, has the negative influence on the stiffness of the posterior pedicle-based screw construct and recommends further supplementary fixation. Polyaxial pedicle screw used among all constructs with an interbody cage support produces nearly equal percentage of cage contact in different sagittal alignments, and affords supplementary stabilization of the interbody cage in an event of large lordotic segments.
The polyaxial head design has made the pedicle screw more adjustable to connect the rod and secure the head to the screw. Fogel et al  reported the subtle design variations in the complex locking mechanism of the polyaxial head screw-rod systems, and polyaxial head coupling might contribute to preventing the screw-rod breakage. However, the biomechanical difference between the polyaxial and monoaxial screws is not well understood. The biomechanical stiffness of the pedicle screw constructs has demonstrated the importance of bone-implant interface, bone density, screw diameter, and insertional torque [17, 22]. In the current study, a synthetic model was matched with identical bone density, screw diameter, and insertional torque to investigate the various parameters including construct stiffness, rod strain, cage strain, and percentage of cage contact under compression, flexion, lateral bending and axial rotation. We found significantly biomechanical differences among the constructs of low contact ratio (monoaxial screws linked with 0° and 21° rod contours) and the other constructs. In the monoaxial screws group, compression stiffness of constructs with 0° and 21° configurations were significantly lower than those with 7° and 14° configurations. While, in high segmental lordosis (21°), the polyaxial screws group provided better construct stiffness and load-sharing under flexion and compression than the monoaxial screws group did. Theoretically, polyaxial screw systems could stabilize the spinal construct by permitting secure purchase of the screw-rod, accommodating bending stress of the rod on the mobile screw head, transmitting the load to the anterior interbody cage, and equalizing stress distribution on the vertebra-cage interface, even in the event of large lordotic segments at the lumbosacral junction.
The achievement of optimal sagittal alignment to maintain physical functioning of the spine is the major goal of spinal fusion surgery. Recently, the impact of wedge-shaped cage geometry on segmental lordosis and restoration of the disc space height has been demonstrated, also it permits a considerable load transfer through the strong periphery of the endplate and lowers the incidence of subsidence [11, 21]. The high contact space can achieve load transfer and bring better compressive stiffness. However, Tsantrizos et al  reported no correlation between contact area and compression stiffness in the cadaveric model. Since it is hard to have homogeneous specimen from the cadaveric samples, the current synthetic model may provide a stable environment that can observe single or coupled factors such as segmental lordosis, contact areas and load-sharing of the instrumentation to optimize the construct. Theoretically, in addition to the local bone quality, the vertebra-cage contact ratio, the construct stiffness and the stress on the implants are considered as determining factors of cage subsidence, migration and bone growth [11, 12, 15, 25, 26]. The spinal instrumentation is mainly subjected to bending stress, and the load-sharing of the implants decreases concurrently with the development of spinal fusion [23, 26]. Takahata et al  demonstrated the time-related changes in bending strain of the rod during flexion- extension and lateral bending, and the change reached a plateau whereas maturation of anterior fusion mass. The biomechanical stabilizing trends are also described by Kanayama  et al in a sheep posterolateral spinal fusion model. In the current study, the contact area of vertebra-cage, the rod and cage strains are more favored in the polyaxial screws group than the monoaxial screws group especially at a large segmental lordosis (21°). Concurrently, the polyaxial screws group presented higher compression and flexion stiffness than the monoaxial screws group under a wide range of sagittal angulations. Although the integration of the bone graft on load-shielding effect of interbody cages remained undefined, circumferential fusion procedures using polyaxial pedicle screws fixation was favorably accessed in the lumbosacral spine.
Experimental models of in vitro testing of spinal fixation are limited by constraints on availability of cadavers, variations in quality of some structures, such as bone density and area of endplate preparation, implant location and fixation method . In the present study, a synthetic model was chosen to isolate lordosis as one of the primary variables and to replicate the behaviors of pedicle-based implants on a single motion segment with an interbody cage support. When a cage was inserted in the synthetic model with a prepared flat endplate, an axial load was mainly transmitted through the peripheral endplate, resulting in a uniform stress distribution for the parameter measures. Therefore, accepting the model constraints of being short of posterior elements, the authors believe this is one of the best methods available for specifically analyzing the effect of various lordotic angulations on construct stiffness and strain loading of spinal implants. However, we must mention that this testing model does not consider the effects of the facet joint, intervertebral disc and adjacent soft tissues in the normal lumbosacral spine. Also, numerous alternative fixation techniques across the lumbosacral junction, such as iliosacral screws, coupled alar and sacral screws, S1 and S2 pedicle screws, intrasacral rodding, transvertebral L5-S1 fixation, or Luque-Galveston technique, cannot be tested in this synthetic model [6, 27].
Our study using a synthetic model of pedicle-based screw construct with an anterior cage support shows that the polyaxial screws group has a higher contact ratio, compression and flexion stiffness than the monoaxial screws group especially when the large segmental lordosis angle is at 21°. When lordotic rod contour is set at 7° and 14° approaching the angle of wedged cages (12°) in the monoaxial screw groups, the percentage of cage contact for initial stability of the construct is favorable. However, the polyaxial screw system performs nearly equal percentages of the vertebra-cage contact among all constructs with different sagittal alignments, therefore enhances the stabilization effect of interbody cages in the lumbosacral area.
The authors thank Dsc. William C Hutton for his critical suggestion for the manuscript. This study was supported by a grant (No. NMRPG1111) of Taiwan national science council.
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