Sensori-motor adaptation to knee osteoarthritis during stepping-down before and after total knee replacement
© Mouchnino et al. 2005
Received: 19 July 2004
Accepted: 26 April 2005
Published: 26 April 2005
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© Mouchnino et al. 2005
Received: 19 July 2004
Accepted: 26 April 2005
Published: 26 April 2005
Stepping-down is preceded by a shift of the center of mass towards the supporting side and forward. The ability to control both balance and lower limb movement was investigated in knee osteoarthritis patients before and after surgery. It was hypothesized that pain rather than knee joint mobility affects the coordination between balance and movement control.
The experiment was performed with 25 adult individuals. Eleven were osteoarthritic patients with damage restricted to one lower limb (8 right leg and 3 left leg). Subjects were recruited within two weeks before total knee replacement by the same orthopedic surgeon using the same prosthesis and technics of surgery. Osteoarthritic patients were tested before total knee replacement (pre-surgery session) and then, 9 of the 11 patients were tested one year after the surgery when re-educative training was completed (post-surgery session). 14 adult individuals (men: n = 7 and women: n = 7) were tested as the control group.
The way in which the center of mass shift forward and toward the supporting side is initiated (timing and amplitude) did not vary within patients before and after surgery. In addition knee joint range of motion of the leading leg remained close to normal before and after surgery. However, the relative timing between both postural and movement phases was modified for the osteoarthritis supporting leg (unusual strategy for stepping-down) before surgery. The "coordinated" control of balance and movement turned to be a "sequential" mode of control; once the body weight transfer has been completed, the movement onset is triggered. This strategy could be aimed at shortening the duration-time supporting on the painful limb. However no such compensatory response was observed.
The change in the strategy used when supporting on the arthritis and painful limb could result from the action of nociceptors that lead to increased proprioceptor thresholds, thus gating the proprioceptive inputs that may be the critical afferents in controlling the timing of the coordination between balance and movement initiation control.
Anticipatory postural adjustments (APAs) precede voluntary lower limb movements, as shown by experiments in which the limb to be moved initially supported the body weight (leg flexion [1, 2]; lateral leg raising ; gait initiation ). In these cases, movement is preceded by a shift of the center of mass (CM) towards the supporting side and forward as in gait initiation. This anticipatory CM shift, aimed at unloading the leg to be moved and creating the condition for progression, is initiated by the generation of forces (thrust exerted on the ground) that shift the CM. Although no specific receptors exist that detect CM position and shift, it can be indirectly estimated through measurements of the center of pressure (CP). Morasso and Schieppati  showed the acceleration of the CM correlates highly with the CM-CP difference, as a consequence of physical laws. It has been hypothesized that pressure afferent inputs play a major role in determining the actual position of body mass to be balanced over the feet (i.e. the CM).
Load-detecting and position-sense afferents might be candidates for monitoring balance regulation, as shown by Dietz et al. , Eklund  and Roll and Roll  for proprioceptive information and by Magnusson et al.  and more recently by Kavounoudias et al.  for plantar cues. Afferent inputs also have phase-dependent effects during gait (see  for review). Other afferents such as noxious sensory afferents can influence balance control and could have deteriorating effects on postural control mechanisms . Nociceptive primary afferent fibers have a peripheral action by way of dorsal root reflexes. Rossi et al.  showed in the case of foot pain that proprioceptive activity is profoundly influenced by nociceptive reflex action, indicating how closely the two functions of the two systems may be associated during natural movements.
We investigated the ability to control both balance and lower limb movement initiation in knee osteoarthritis patients, in a stepping down task. Stepping down requires a transition from a bipedal to a monopedal stance (as in the leg raising task) in addition with a forward propulsion prior to heel-off (as in gait initiation). These APAs precede any movement of the leading lower leg. In knee osteoarthritis patients, knee joint mobility is impaired, as are the torques exerted by this joint when supporting the body weight. Knee joint excursion and muscle strength are intrinsic elements of stiffness and are both affected by knee osteoarthritis. Among these physical decay mechanisms, the main factor is pain of both inflammatory and mechanical origins. The inflammatory pain results from the effects of a variety of endogenous chemical agents released from damaged cells at the knee joint level  and entering the damaged region (i.e. at the thigh level).
It is hypothesized that pain rather than knee joint mobility and muscle strength could change the coordination between APAs and movement initiation leading to compensatory mechanisms in osteoarthritis patients.
The experiment was performed with 25 adult individuals. Eleven were osteoarthritic patients (mean age: 69 years from 45 to 82, men: n = 5 and women: n = 6; mean weight: 75 kg from 63 to 109; mean height: 1.64 m from 1.50 to 1.87) with damage restricted to one lower limb (unilateral symptomatic knee arthritis; 8 right leg and 3 left leg). Subjects were recruited within two weeks before total knee replacement by the same orthopedic surgeon using the same type of posterior cruciate-sparing prosthesis and technics of surgery were used in all patients.
A control group of 14 healthy adults were tested in this experiment (men: n = 7 and women: n = 7) (mean age: 72 years old from 66 to 81; mean weight: 65 kg from 47 to 85; mean height: 1.66 m from 1.50 to 1.82).
Subjects were instructed to step down from a platform with a standard step height of 170 mm. Twenty randomized trials (ten with each leg) per subject were performed. Light Emitting Diodes located to the left and to the right signaled to the subject when to start their movement and which leg they had to move first.
A trial consisted of a subject stepping off the first platform with either the right or the left foot and landing with the "leading" foot in the middle of the force-plate. Touch down with the leading foot was followed by stepping off the platform and over the landing force plate with the "supporting" foot.
Osteoarthritic patients were tested before total knee replacement (pre-surgery session) and then, 9 of the 11 patients were tested one year after the surgery when re-educative training was completed (post-surgery session). The control group was tested during one session. For safety, a researcher and medical doctor stood behind and laterally to each patient while stepping, but all subjects were able to execute the task without assistance.
The kinematic analysis was performed by an automatic TV-image processor (EL.I.TE. system). TV cameras worked at a sampling frequency of 100 Hz, while system accuracy was 1 part in 3000. Under the present experimental condition, the field of view explored was 2*2*3.5 m and the accuracy was less than 1 mm.
Sixteen light-reflecting markers were placed on anatomical landmarks: bilaterally, on the external edge of the orbits, the acromions, the anterior-superior iliac spines, the greater trochanters, the external part of the lateral femoral condyles, the anterior tibial tuberosities, the lateral malleoli, and the 5th metatarsal heads. In this study we did not use the markers placed on the orbits, on the acromions, and on the 5th metatarsal heads. (Figure 1A). Two cameras were placed 3.5 m in front of the subject.
Electromyographic recordings (EMG) were made from 2 muscles Vastus lateralis (VL, knee extensor) on both sides of the subject, by means of bipolar surface electrodes spaced 2 cm apart. Preamplifiers were placed next to the recording electrodes. The EMG signals were amplified (gain of 1000), band-pass filtered (10 Hz to 200 Hz), digitized at 500 Hz, and rectified.
The ground reaction forces were recorded at a frequency of 500 Hz with the subjects standing on an AMTI force platform and landing on a Kistler force platform.
The onset of the lateral shift of the center of pressure (T1) was taken as the onset of the APAs (Fig 1B). The postural phase started with the first CP change (T1) measured with the force platform and ended with the end of the ballistic CP shift towards the supporting side (Tbal), which corresponds to a breakdown in the M/L CP curve (Fig. 1B).
The vertical velocity profile at the ankle (malleolus marker) was approximately bell-shaped, with a single maximum. The onset of leg flexion (T2) was taken as the end of the initial period of zero vertical velocity (+/-5% of the maximal velocity) of the leading leg (malleolus marker). The end point (T3) was defined as the position at which the leg that will be the supporting one returned back to zero velocity after the movement (Fig. 1B). T2–T3 defined the movement phase.
EMG analysis was performed by calculating latencies and areas of integrated EMG activities or bursts. The resting activities were measured in each trial in the 300 ms of recording preceding the signal onset in order to determine the background EMG activity. The mean and standard deviation of this background activity were then calculated for each subject. Timing and intensity measurements were performed. For the timing measurement, the onset and the end of EMG bursts were defined as the times when the EMG activity increased above or decreased below a threshold level set at two times the standard deviation of the background activity. The duration of the burst was also calculated. The intensity of muscular activity was calculated by subtracting the baseline from the EMG activity level reached 300 ms after the activity had increased above the threshold level. In the analysis of the changes in muscle activity profiles, the first step involved two phases: the pre-activation phase lasting 300 ms prior to the landing (first signal recorded by the landing platform), and the activation phase computed during 300 ms following the ground contact.
Next, the EMG activity was windowed before ground contact (pre-activation: from -300 ms to -150 ms and -150 ms to ground contact) and after the ground contact (activation: from the ground contact to 150 ms and 150 to 300 ms).
To determine modifications caused by the surgery, dependent variables were tested in a first step, using a 2*2 (pre-, post-surgery * sound, arthritis leg) repeated measures ANOVA.
In a second step, comparison with a control group was done to document that, post-surgery, behavior of patients was not different from that of a control group. Dependent variables were assessed using a 2*2 (post-surgery patients, control group * 2 sides) between subjects ANOVA. The Newman-Keuls post-hoc test was used to assess the difference between factors. The level of significance was set at 5%.
The average pre-surgery Hospital for Special Surgery (HSS) score was 59.1 (+/- 10.15) with a maximum of 100. The mean pain Visual Analog Scale (VAS) value was 49 mm (+/- 9) (VAS; worst pain ever 100 mm, no pain 0 mm). The mean post-surgery HSS score was 80.8 (+/- 8.4) and the VAS value was 7 (+/- 9). The VAS value vas obtained just after stepping-down task. The passive mobility of the knee joint was tested for all patients. The average pre- and post-surgery mobilities were 113 degrees (+/- 21) and 105° (+/- 18) respectively, whereas the mobility of the sound knee was 128° (+/- 11).
The osteoarthritis patients exhibited an increase of the duration of the postural phase (T1-Tbal; Fig. 1B) after surgery. This effect was however not statistically significant [F(1,4) = 5,67; p = 0.075]. On average, the total duration of the postural phase was longer (835 ms +/- 207) in the post-surgery session, than in the pre-surgery session (652 ms +/-143) and no side-effect was observed within patients. Post-surgery patients did not recover a duration similar (p < 0.001) to that observed in the control group (543 ms +/- 107).
The total duration of the movement phase (T2–T3) was not different in patients [F(1,4) = 1.80; p = 0.24] (Pre-surgery: 1694 ms +/- 355 ; Post-surgery 1502 ms +/- 230). The movement duration in post-surgery was similar (p = 0.066) to that observed in the control group (1402 ms +/- 193).
Maximal knee joint angle reached during the stepping-down performance of the leading leg and of the supporting leg during the swing phase.
Maximal knee joint angle
Patients before surgery
Patients after surgery
Right / Sound
Left / arthritis / operated
Patients before surgery
Patients after surgery
Right / Sound
Left / arthritis / operated
The stepping down movement of the leading leg was triggered while the unloading phase (peak-Tbal, Fig. 2) was being performed, before the M/L CP shift was completed. The time-relationships between unloading (Tbal) and stepping down initiation (T2) differed in patients before and after surgery [F(1,4) = 15.53; p = 0.016]. Before surgery, in patients who used the arthritis limb as the supporting limb (unusual strategy), the movement initiation was delayed and coincided (-64 ms +/-452) with the end of the lateral unloading. This result, however, varied widely, as shown by the high standard deviation. Post-surgery, stepping down is triggered largely before the unloading is completed (sound supporting leg: -514 ms +/-60; operated supporting leg: -492 ms +/-176). Post-surgery patients did not recover an anticipation similar to that observed in the control group (-214 ms +/-40) (p < 0.001).
The delayed movement initiation (T2) when supporting on the arthritis leg before surgery, might be aimed at shortening the duration of the supporting phase for the painful leg. This was not the case, however, because there was no clear side-effect [F(1,4) = 6.33; p = 0.065] on the duration of the monopodal stance. In addition, this duration was even longer [F(1,4) = 19.8; p = 0.011] before than after surgery (797 ms+/-197 and 681 ms+/-156, respectively). The post-surgery duration decreased to a value close (p = 0.38) to that observed in the control group (644 ms +/-49).
There was no significant difference in "time to peak" of the vertical force (weight acceptance velocity) for both sides in patients before and after surgery [F(1,4) = 3.37; p = 0.14] (Fig 3).
The present study examined whether the coordination between balance and movement remained unchanged in patients as in controls. It was hypothesized that pain rather than knee joint mobility could change the coordination between balance and movement leading to compensatory mechanisms.
It was found that the way the Center of Mass shifts towards the supporting side and forward is initiated during the postural phase (T1-Tbal) did not changed in patients. The same observation was made for controls. These results are in agreement with that characterizing patients before surgery reported during lateral stepping by Viton et al. . The proactive mechanism controlling the APAs may be triggered in absence of peripheral feedback as proposed by Forget and Lamarre [16, 17] for a forearm unloading (waiter task) performed by a patient without proprioception. Bent et al.  reported before voluntary forward step performed without vision, that the initiation phase is run in a feedforward manner without vestibular influence. In the present experiment the presence of pain, mobility and muscle strength possible changes were not sufficient to influence the initial control of the APAs.
The coordination between balance and movement initiation (T2) is changed before surgery : movement onset was delayed until the end of the postural phase when patients used an unusual strategy to support themselves on the arthritis limb. The previous coordinated control of balance and movement (i.e. movement onset is initiated while the unloading of the leading leg is being performed) changed to a sequential mode of control; once the CM lateral shift was completed, the movement onset then was triggered. This change in the coordination leads to a forward fall as shown by the ground impact enhancement associated with an increased amount of muscle activity just prior to ground contact. There are several interpretations to explain the sequential strategy.
One possible explanation would have been that the stepping down movement is delayed to decrease the duration of the monopodal stance phase on the painful limb. However, no such compensatory mechanism was observed as shown by the longer duration of the monopodal stance on the arthritis leg as compared to the sound supporting leg.
The second interpretation of the time lag between postural adjustments and movement initiation observed before surgery might result from the lack of knee joint mobility. This, however, is not shown by the knee joint maximal flexion during stepping down which is even greater in pre-surgery session than in post-surgery. The breaking ability of the supporting arthritis leg (absorption by the knee extensor) could not intervene because at that time both feet are on the ground.
A third possibility could be related to an adapted motor command due to fear of pain. During the pre-surgery session, the patients were asked whether they have pain in quiet standing (i.e. before stepping down). None of the subjects reported having perceived any pain at that time. However, they reported to suffer from the arthritis limb when exerting pressure. In that case, a less painful strategy might be to avoid pressure on the arthritis leg in decreasing the amplitude of the M/L thrust. No such compensatory response was observed. In addition, twenty trials per subjects were collected in the pre- as in the post-surgery sessions. If fear of pain is the main contributing reason to observed changes in the coordination, the thrust amplitude would decrease from the first to the following trials. No such decrease was observed.
The sequential organization between postural phase and movement performance together with the high variability of the timing accounted to a reduced accuracy in the integration of sensory information. Pain modulation of movement might happen in many ways. One of this mechanism may involved presynaptic inhibition  produced by nociceptive action. Presynaptic control of Ia afferents from extensor muscles may shape the amplitude, duration, and timing of the stance phase of locomotion . Acute arthritis and associated nociceptive stimulation might lead to increased proprioceptor thresholds thus gating the proprioceptive inputs, as it was previously reported by Rossi et al.  during locomotion in the case of foot pain. After surgery, pain is removed and this coordination becomes normal in addition with a slowing strategy of the body weight transfer. These observations emphasize the deteriorating effects of a nociceptive stimulation in controlling the timing of the coordination between balance and movement initiation control. This timing is normally controlled by the afferents of proprioceptive origin (see for review ). In that case, the load feedback mechanisms play a crucial role in phase-switching during the leg movement task, as reported for the 1b activity of ankle extensors in the switch-phase of locomotion . This could certainly lead to the hypothesis of a combined effect of nociceptive and proprioceptive afferents in the posture-movement coordination as it was reported by Blouin et al.  for balance control.
To conclude, pain more than fear of pain or knee joint mobility and muscle strength appears to be the relevant factor that disturbed the coordinated control between balance and movement. After surgery no more pain is noticeable and the motor patterns were restored to as close to "normal" as possible.
This work was supported by a grant from PHRC (Clinical Research Project)
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